Audit Working Papers

With the NEW Audit Working Papers you can establish strong audit procedures to help support your bank's internal control environment and mitigate institution risk. Ensure a complete and comprehensive cross-departmental audit scope with this customizable resource that can be scaled to fit the size, complexity, and risk profile of your bank. Topic areas are organized by Excel Workbooks. Each workbook may contain worksheets for the work program, internal control questionnaires, internal memos, testing and review checklists. One annual update is provided, unless regulatory changes deem additional updates necessary.

Audit working papers topics include:

  • Call Report
  • Deposit Operations
  • HR-Payroll
  • Lending
  • Branch Operations
  • Collections and Delinquencies
  • Fed Funds
  • Remote Deposit
  • Wire Transfer

This resource can be saved to your computer desktop or office network to ensure easy-access to the audit working papers and updates.Digital product purchases cannot be cancelled once the order has been processed and the product is available to use.

Refunds will not be granted unless there is a technical issue that cannot be resolved that prevents the purchaser from accessing and/or using the product. Refund requests for technical issues must be received within 15 days of the date of purchase.

ICBA gratefully acknowledges those who have contributed to the development of this product from CliftonLarsonAllen: Josh Juergensen, Mark Horning, Brian Pye, Amy Koshiol, Dawn Tebbe, and Lauren Hummel


ICBA Members:

* Annual Updates: $299 for ICBA members; $399 for nonmembers