Mastering BSA Compliance: Risk Assessment, Audit Preparation, and Partner Selection

In today’s evolving regulatory landscape, financial institutions must go beyond check-the-box compliance to build resilient, risk-based BSA programs. Take a deep dive into the core pillars of Bank Secrecy Act (BSA) compliance and ensure your financial institution is prepared for its next BSA exam.

Whether you're building your first risk assessment or refining your audit strategy, this session will equip you with actionable insights to enhance your institution’s compliance resilience.

Learning Objectives:

• Understand how risk assessments strengthen BSA programs and reveal vulnerabilities early.
• Use risk assessments to demonstrate program maturity during exams.
• Build strong, transparent relationships with auditors to support compliance.
• Prepare effectively for exams with tips on documentation, data, and alignment.

Duration: 60-minutes

Who Should Attend: Compliance/BSA Officer and Specialists, Risk Management Personnel

Instructor(s): Kristen Ritter, SVP/Assistant Director of Compliance Consulting, TIB Consulting Solutions

Recorded: Aug. 14, 2025.

---

This webinar on-demand is available for two years from the recorded date.