Compliance Institute - Texas

February 23-28

The ICBA Compliance Institute is built to meet the needs of seasoned professionals seeking the latest regulatory education and industry best practices as well as newer compliance officers seeking to gain a clear understanding of the fundamental concepts of each regulation.

This high quality program provides for a fast paced learning environment that will lead to a detailed study of the relevant areas of regulatory compliance with a focus on the key concepts that spell success in the examination context.

Each regulation is approached in terms of the requirements, best practice internal controls and audit objectives. Learning is reinforced with many sample disclosures, applicability charts and illustrative quizzes and exercises.

The program will address current hot issues and areas of focus in regulatory compliance. Deep dives into the common challenges related to recent regulatory reform will be covered and the latest guidance and interpretations on all recent rule-making efforts will be discussed. 

This solid foundation allows the attendee to return to their bank and support their product and service offerings and remain competitive in their market place.

Print Registration Form

Class and Certification Exams

Earn your Certified Community Bank Compliance Officer designation. Earners of this certification have demonstrated an understanding of the key requirements that are necessary to effectively develop, implement, and monitor a bank compliance program based on regulatory guidelines. 


Class Attendance Only

Ideal for those who wish to earn continuing education credits and those interested in further developing their compliance knowledge and expertise.


Hotel Information

Embassy Suites Dallas DFW Airport North
2401 Bass Pro Drive
Grapevine, TX

Room Rate: 

Cutoff Date: 
Feb. 1, 2020



Please reference ICBA and Compliance Institute Group when making your reservation to secure the negotiated room rate.

Online Reservation




The Compliance Management System
3:00 pm - 4:00 pm:

4:00 pm - 7:00 pm: Understand the importance of establishing an effective Compliance Management System (CMS), identify the key components of a CMS and learn strategies to implement at your bank. Gain knowledge about the current compliance environment and hot issues in program examination. Learn tips on how to improve your own compliance resource library.

7:00 pm - 7:30 pm: The Compliance Management System Exam


Lending Compliance 1 
8:00 am - 5:30 pm:
  Residential Consumer Lending Unit with a focus on Reg Z and Reg X Integrated Mortgage Disclosures, High Cost Lending and Qualified Mortgages.


Lending Compliance 2
8:00 am - 9:00 am:
 Lending Compliance 1 Exam

9:00 am - 5:30 pm: Loan Servicing and Reg Z - Open End Credit, Flood Disaster Protection Act, Military Lending Regulations and Private Mortgage Insurance, Safe Act, Homeownership Counseling Act and Reg C - HMDA 


Lending Compliance 3
8:00 am - 9:00 am:
 Lending Compliance 2 Exam

9:00 am - 5:00 pm: Fair Lending including Interagency Fair Lending Procedures, Reg B - Equal Credit Opportunity Act, Fair Housing Act, Fair Credit Reporting Act, CRA


Deposit and Marketing Compliance
8:00 am - 9:00 am:
 Lending Compliance 3 Exam

9:00 am - 5:00 pm: Reg DD - Truth in Savings Act, Reg CC - Expedited Funds Availability, Reg E - Electronic Funds Transfer, Reg D - Reserve Requirements, Reg P - Consumer Privacy, Reg GG - Unlawful Internet Gambling, UDAAP, Consumer Sale of Insurance, Non-Deposit Investment Products. 


Deposit and Marketing Compliance, cont.
8:00 am - 11:00 am:
 Marketing bank products with a focus on E-Sign Act, Right to Financial Privacy Act, Marketing & Advertising and Advertisement of Membership.

11:00 am: Deposit and Marketing Compliance Exam

Noon: Adjourn


Full Pricing

ICBA Nonmember


  • With Testing Fee: $3,670
  • Certification Testing Fee: $475
  • CPE Credits:43
Register Self
Register Group

ICBA Member


  • With Testing Fee: $2,770
  • Certification Testing Fee: $375
  • CPE Credits:43
Register Self
Register Group



  • With Testing Fee: $4,470
  • Certification Testing Fee: $475
  • CPE Credits:43
Register Self
Register Group

More Information

Program Level:

No previous experience and training necessary.

Who should attend:
Compliance officers, auditors, BSA/AML officers

Consent to Use of Photos and Video Content
Registration, attendance or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.