FDICIA Seminar

Incident Management Square

FDICIA Seminar

May 1 - May 2, 2024 | In-Person Seminar

The Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA) was enacted in 1991 to implement regulatory changes that assist in ensuring safety and soundness of financial institutions.

Bankers should understand the requirements if their institution is approaching the $500 million or $1 billion thresholds considering crucial planning and realistic timelines

Cover the key facts about FDICIA including auditing and enhanced reporting requirements as well as audit committee responsibilities.

Learning Objectives:

Understand the steps necessary to implement FDICIA to satisfy audit and regulatory guidelines, including:

  • Monitoring and preparing for implementation

  • Reviewing internal controls and devising an action plan

  • Establishing key controls and determining a testing methodology

  • Obtaining the necessary skills and resources for implementation

  • Anticipating the costs and budgeting for FDICIA Compliance

  • Engaging your audit committee in fraud prevention

  • Determining the correct technology to assist with compliance.

Information (Central Time unless otherwise noted)
Wednesday, May 1

8:30 – 9:00 a.m.

Introductions and Housekeeping Items

9:00 – 9:15 a.m.

Preparing for FDICIA Across all Asset Sizes

9:15 – 10:05 a.m.

Phase 1 of Implementation – Scoping/Materiality

10:05 – 11:10 a.m.


11:10 – 11:40 a.m.

Case Study 1 – Scoping and Materiality

11:40 – 12:00 p.m.


12:00 - 12:30 p.m.

Case Study 1 - Scoping and Materiality, continued

12:30 – 1:00 p.m.

Case Study 1 Discussion

1:05 – 1:30 p.m.

Phase 2 of Implementation – Documentation of Design

1:30 – 2:15 p.m.

Case Study 2 – Control vs. Process

2:15 – 2:30 p.m.

Case Study 3 – Control Design

2:30 – 3:30 p.m.

Engaging employees, management, governance, technology, FDICIA costs and Ten Ways to Screw-Up

3:30 – 4:15 p.m.

Q & A

4:15 – 5:00 p.m.

Thursday, May 2
Phase 3 of Implementation – Execute Effectiveness Testing

9:00 - 10:30 a.m.

Effectiveness Testing/Q&A

10:30 – 12:00 p.m.


ICBA Member Early Bird Price (Ends April 1, 2024): $595

ICBA Members: $695

Non-Members: $795

Bank Director Program Members: $495

Bank Director Program Non-Members: $595

Printable Registration Form

Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to event attendance.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • A substitute registration will be accepted.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

This event is not recorded. For more information, call 800-422-7285.

Embassy Suites Minneapolis Airport

7901 34th Ave S

Bloomington, MN 55425

ICBA's room block expires April 9, 2024. Please book your room in advance of this date to ensure accommodations. If calling to make your reservations dial 1-800-362-2779 and reference the Special Rate Code: FDI and Group Name: ICBA FDICIA Seminar.

ICBA Booking Link

Hotel Housing Scam Warning: Only make your room reservation using the information provided by ICBA. Do not do business with any company that claims they are with ICBA or working for ICBA as the official housing service. Contact ICBA if you have any questions or concerns.

Who should attend: Directors, C-Suite/CFO, Auditors, Compliance Officers, Operations

Prerequisites: Basic knowledge of FDICIA reporting requirements.

Advanced Preparation: None

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Live

CPE Credit Hours: 12

group avatar horizontal
Mackenzie Rooney


CliftonLarsonAllen, Minneapolis

Joshua Juergensen
Joshua Juergensen


CliftonLarsonAllen, Minneapolis

David Heneke
David Heneke


CliftonLarsonAllen, St. Cloud

Liz Rider
Liz Rider


CliftonLarsonAllen Des Moines

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.