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The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) are significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is important to make certain your BSA/AML program is appropriate for your institution's risk exposure.
Gain in-depth knowledge, resources, and peer networks to effectively manage your BSA/AML function or audit this function properly. This comprehensive training covers the primary requirements of each segment of the regulation and offers guidance on best practice expectations in each area.
To earn the Certified BSA/AML Professional (CBAP) certification, you will be required to attend this program in its entirety, complete all assignments, and achieve a passing score on the certification exam(s). If you decide to enroll in the certification testing after you register for the class, please contact an ICBA Education representative at 800-422-7285.
Learning Objectives:
Review Bank Secrecy Act and Anti-Money Laundering program requirements, including emerging trends and industry observations.
Analyze traditional financial recordkeeping elements of currency transactions, monetary instrument sales, and funds transfers.
Take a comprehensive look at the CTR and SAR forms, including filing scenarios and dynamic “should you file” discussions.
Study Customer Identification Program (CIP) requirements including the Customer Due Diligence and Beneficial Ownership requirements.
Discuss high-risk customer monitoring tactics-including an in-depth look at account ownership expectations, enhanced account review, and OFAC compliance.
Review key suspicious activity monitoring program components.
Identify techniques to improve your BSA risk assessment to address all business lines and risk exposures at various levels within your bank.
8:30 a.m.- Noon
Noon - 12:30 p.m.
12:30 p.m. - 4:00 p.m.
Currency Transaction Reporting (CTR’s), Exemptions from CTR Reporting, Monetary Instrument Purchases & Sales, Funds Transfers, OFAC, International Transportation of Currency or Monetary Instruments, Information Sharing, Customer Identification Program (CIP)
8:30 a.m. – 12:00 p.m.
11:00 a.m. – Noon
Noon - 12:30 p.m.
12:30 p.m. - 4:00 p.m.
8:30 a.m. - 11:30 a.m.
2:00 p.m. – 3:45 p.m.
ICBA Members: $1,699
Non-Members: $2,199
Non-Bankers* : $2,699
Certification Testing Fee: $500
*Attendance may be subject to ICBA approval.
This event is not recorded. For more information, call 800-422-7285.
Upon registration you will receive an email from ICBA confirming your registration, the dates of the event and a calendar invitation for the event. Approximately 1-2 weeks prior to the event start date, you will receive an email from an ICBA representative containing detailed information including event times and the meeting link.
Who should attend: BSA and AML officers, compliance officers, auditors, security officers.
Prerequisites: Basic understanding of banking and BSA/AML compliance.
Advanced Preparation: Recommended-Complete complimentary online course sent upon registration
Program Level: Intermediate
Field of Study: Specialized Knowledge
Delivery Method: Group Live
CPE Credit Hours: 20
Certification Offered: Certified BSA/AML Professional (CBAP)
First Vice President Engagement Leader
TIB Consulting Solutions
FVP, Compliance Engagement Leader
TIB Consulting Solutions
Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.
As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.
Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.