BSA/AML Institute

BSA Video Series

BSA/AML Institute

May 7 - May 9, 2024 | In-Person Institute

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) are significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is important to make certain your BSA/AML program is appropriate for your institution's risk exposure. 

Gain in-depth knowledge, resources, and peer networks to effectively manage your BSA/AML function or audit this function properly. This comprehensive training covers the primary requirements of each segment of the regulation and offers guidance on best practice expectations in each area.

To earn the Certified BSA/AML Professional (CBAP) certification, you will be required to attend this program in its entirety, complete all assignments, and achieve a passing score on the certification exam(s). If you decide to enroll in the certification testing after you register for the class, please contact an ICBA Education representative at 800-422-7285.

Learning Objectives:

  • Review Bank Secrecy Act and Anti-Money Laundering program requirements, including emerging trends and industry observations.

  • Analyze traditional financial recordkeeping elements of currency transactions, monetary instrument sales, and funds transfers.

  • Take a comprehensive look at the CTR and SAR forms, including filing scenarios and dynamic “should you file” discussions.

  • Study Customer Identification Program (CIP) requirements including the Customer Due Diligence and Beneficial Ownership requirements.

  • Discuss high-risk customer monitoring tactics-including an in-depth look at account ownership expectations, enhanced account review, and OFAC compliance.

  • Review key suspicious activity monitoring program components.

  • Identify techniques to improve your BSA risk assessment to address all business lines and risk exposures at various levels within your bank.

Date
Information (Central Time unless otherwise noted)
Tuesday, May 7
Bank Secrecy Act Program

8:30 a.m.- 12:00 p.m.

Lunch

12:00 p.m. - 12:30 p.m.

12:30 p.m. - 4:00 p.m.

Currency Transaction Reporting (CTR’s), Exemptions from CTR Reporting, Monetary Instrument Purchases & Sales, Funds Transfers, OFAC, International Transportation of Currency or Monetary Instruments, Information Sharing, Customer Identification Program (CIP)

Wednesday, May 8
Finish CIP (if needed)/Customer Due Diligence Program

8:30 a.m. – 12:00 p.m.

Lunch

12:00 p.m. - 12:30 p.m.

Anti-Money Laundering

12:30 p.m. - 4:00 p.m.

Thursday, May 9
Suspicious Activity Reporting

8:30 a.m. - 11:30 a.m.

Monday, May 13
Certification Exam - Held via ICBA online portal for those enrolled in CBAP certification program.

9:00 a.m. - 10:45 a.m.

Pricing

ICBA Members: $1,699

Non-Members: $2,199

Non-Bankers* : $2,699

Certification Testing Fee: $500

Printable Registration Form

*Attendance may be subject to ICBA approval.


Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to event attendance.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • A substitute registration will be accepted.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

This event is not recorded. For more information, call 800-422-7285.

Embassy Suites Minneapolis Airport

7901 34th Ave S

Bloomington, MN 55425

ICBA's room block expires April 15, 2024. Please book your room in advance of this date to ensure accommodations. If calling to make your reservations dial 1-800-362-2779 and reference the Special Rate Code: BSA and Group Name: ICBA BSA/AML Institute.

ICBA Booking Link

Hotel Housing Scam Warning: Only make your room reservation using the information provided by ICBA. Do not do business with any company that claims they are with ICBA or working for ICBA as the official housing service. Contact ICBA if you have any questions or concerns.

Who should attend: BSA and AML officers, compliance officers, auditors, security officers

Prerequisites: Basic understanding of banking and BSA/AML compliance.

Advanced Preparation: Recommended - Complete complimentary online course sent upon registration.

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Live

CPE Credit Hours: 20

Certification Offered: Certified BSA/AML Professional (CBAP)

Kristen Ritter

Kristen Ritter

First Vice President Engagement Leader

TIB Consulting Solutions

group avatar horizontal

Clint Jay

FVP, Compliance Engagement Leader

TIB Consulting Solutions

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy


Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.