In today’s banking environment as soon as one big new regulation is implemented another pops up. ICBA’s compliance training opportunities and exceptional resources, online and offline, will help your community bank stay informed and one step ahead of the regulators.
The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) are significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is important to make certain your BSA/AML program is appropriate for your institution's risk exposure.
Gain in-depth knowledge, resources, and peer networks to effectively manage your BSA/AML function or audit this function properly. This comprehensive training covers the primary requirements of each segment of the regulation and offers guidance on best practice expectations in each area.
To earn the Certified BSA/AML Professional (CBAP) certification, you will be required to attend this program in its entirety, complete all assignments, and achieve a passing score on the certification exam(s). If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.
Learning Objectives:
Review Bank Secrecy Act and Anti-Money Laundering program requirements, including emerging trends and industry observations.
Analyze traditional financial recordkeeping elements of currency transactions, monetary instrument sales, and funds transfers.
Take a comprehensive look at the CTR and SAR forms, including filing scenarios and dynamic “should you file” discussions.
Study Customer Identification Program (CIP) requirements including the Customer Due Diligence and Beneficial Ownership requirements.
Discuss high-risk customer monitoring tactics-including an in-depth look at account ownership expectations, enhanced account review, and OFAC compliance.
Review key suspicious activity monitoring program components.
Identify techniques to improve your BSA risk assessment to address all business lines and risk exposures at various levels within your bank.
The ICBA Compliance Vault is now available as a member benefit to all ICBA members.
The Compliance Vault is a reliable search tool that helps you find answers to your regulatory compliance questions, with access to over 2,500 Q&As, select online courses, and documents.
Community Banker University offers a variety of online training options with courses that build knowledge and a strong foundation within key areas of the banking industry and professional development.
The courses in the Community Banker Compliance Certificate Program are designed to give community bankers the knowledge and skills they need to become experts in regulatory compliance. The certificate program consists of four critical learning areas.
One of the three elements of an effective compliance program is monitoring and corrective action. These compliance working papers are essential for monitoring your financial institution’s compliance with federal consumer compliance laws and regulations.
Initial Price
ICBA Member: $599
Nonmember: $799
Annual Digital Renewal
ICBA Member: $399
Nonmember: $499
The Compliance Deskbook is a compliance officer’s one-stop-shop for accessing compliance regulations, important dates, agency guidance, questionnaires, updates, and other resources.
Initial Price
ICBA Member: $499
Nonmember: $799
Annual Digital Renewal
ICBA Member: $349
Nonmember: $649
The Check Your Ad Program takes the guesswork out of determining the appropriate requirements for deposit and lending advertisements so that you can ensure your advertisements are compliant before an auditor or examiner finds a violation.
Initial Price
ICBA Member: $599
Nonmember: $899
Annual Digital Renewal
ICBA Member: $449
Nonmember: $749
