COMMUNITY BANKER UNIVERSITY

Compliance Training

With more than 300 online training courses, dozens of seminars and certification programs, timely webinars and audio conferences, training manuals and access to on-demand content, you have the power to choose the Community Banker University learning experience that's right for you.

Compliance Training
Certification

Compliance Certification (CCBCO)

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Designation: Certified Community Bank Compliance Officer (CCBCO)

Requirement: Compliance Institute; (30) Continuing Professional Education credits required every two years.

The Compliance Institute is a comprehensive learning experience that covers the areas of regulatory compliance a community bank Compliance Officer is responsible for. This program covers: Developing a Compliance Program, Lending, Deposit and Operations Compliance. 

Certification

BSA/AML Certification (CBAP)

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Designation: Certified BSA/AML Professional (CBAP)

Requirement: BSA/AML Institute; (20) Continuing Professional Education credits required every two years.

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. This program covers all primary requirements of regulation and delivers guidance on best practice expectations in each area. 

Upcoming Compliance Events and Webinars

Type of Event
Certification
Find by Date
Name Type Date Info

Annual Current Issues/Certification Conference

Auditing Auditing Certification Bank Security Certification BSA Certification Certification Compliance Compliance Certification Executive C-Suite Training Information Technology Certification Leadership Development

Seminar/Institutes Oct 25, 2021 Register

BSA/AML Institute - Virtual 

BSA Certification Compliance Executive C-Suite Training Security

Seminar/Institutes Nov 1, 2021 Register

FDICIA Seminar - Virtual 

Compliance Executive C-Suite Training

Seminar/Institutes Nov 4, 2021 Register

Capital Concerns 2021

Compliance Director Executive C-Suite Training ICBA Webinar Leadership Development

Webinar Nov 17, 2021 Register

2021 BSA/AML Review

BSA Certification Compliance Executive C-Suite Training Security

Webinar Dec 7, 2021 Register
Event Type Date Info

Publications and Other Resources

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Webinar On Demand

Cryptocurrency Demystified Part 2: The Use Case for and Future of Cryptocurrency in Banking

Explore the use and business case for crypto, how crypto can help you acquire new customers and deepen your relationships plus an overview on the future of cryptocurrency. Recorded May 14, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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ADA Website Accessibility Accommodations Policy

Addresses the need of the bank’s website to provide equal treatment to all its customers and the public under Title II of the ADA, the Rehabilitations Act of 1973, and Department of Justice (DOJ) web accessibility directives in accordance with Web Content Accessibility Guideline (WCAG) 2.0 Level AA and the United States Access Board’s Section 508 Standards.
ICBA Member - $117.00
Non-Member - $130.00
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Subscription

Bank Compliance Checkup Program

The Bank Compliance Checkup Program provides a comprehensive system for on-going monitoring of your bank’s compliance with Deposit, Lending, Administrative and IT/Tech/Security regulations.

Initial Price:
ICBA Member: $395
Nonmember: $595

Annual Digital Renewal:
ICBA Member: $199
Nonmember: $399
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Bank Owned Life Insurance (BOLI)

Identifies risks inherent in the acquisition, retention, and use of BOLI. Covers specific types and limitations on BOLI, including key persons, cost recovery, split-dollar life insurance, and life insurance on borrowers.
ICBA Member - $270.00
Non-Member - $300.00
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Digital

Bank Policies

Alleviate the tedious task of developing bank policies from scratch. These policies provide a quick reference with thorough, easy-to-read instructions to guide your bank through the policy development or revision process.
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Bank Secrecy Act: Overview For All Personnel

This course will provide you with an overview of the Bank Secrecy Act. It is will discuss the history of the regulation, compliance with the Act and elements of a BSA compliance program.
ICBA Member - $79.00
Non-Member - $299.00
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Bank Secrecy and Anti-Money Laundering Policy

Provides procedures as required by the regulatory agencies. Includes information on exempt persons, internal records, currency transaction reports, Office of Foreign Assets Control, Customer Identification Program and Customer Due Diligence, wire transfers, and anti-money laundering.
ICBA Member - $324.00
Non-Member - $360.00
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Bank Security Policy

Provides the requirements of the regulatory agencies and covers all aspects of bank security, including designation of a security officer, security devices, maintenance, testing, training, and robbery procedures.
ICBA Member - $225.00
Non-Member - $250.00
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Webinar On Demand

Banking High-Risk Customers: Considerations for Banking Digital Asset, Fintech, Payment and Other High-Risk Companies (MP4)

Businesses in high risk industries, including fintechs, digital asset custodians, cryptocurrency miners, payments companies, and other non-bank financial companies are increasingly seeking customized bank solutions and partnerships. Recorded October 20, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Board of Directors Policy

Designed to assist the board in recognizing and carrying out its duties and responsibilities for overall direction of the bank. Includes planning and budgeting, monitoring operations, overseeing business performance, training, committees, and code of conduct.
ICBA Member - $279.00
Non-Member - $310.00
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Certification

BSA/AML Certification (CBAP)

 

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Webinar On Demand

Building and Maintaining a Compliant IRA Program 2020 (MP4)

Recorded July 21, 2020

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Cannabis Banking 2020 (MP4)

Recorded July 15, 2020

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Community Bank Capital Raising in Light of COVID-19 (MP4)

Recorded August 11, 2020 
ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Community Bank Financial Forensics Series (5) (MP4)

 

ICBA Members: $329
Nonmembers: $829
Unlimited Webinar Pass subscription: $0
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Certification

Compliance Certification (CCBCO)

 

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Subscription

Compliance Deskbook and Bulletin Service

The ICBA Compliance Deskbook is the industry’s premier resource for compliance information. Access regulations, important dates, agency guidance, questionnaires, and other resources in one place.

Initial Price
ICBA Member: $399
Nonmember: $549

Annual Digital Renewal
ICBA Member: $249
Nonmember: $349

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Compliance Management Policy

This is an overall policy for demonstrating how your bank will comply with the banking compliance regulations. Provides information on compliance officer and compliance council responsibilities, monitoring and control, and compliance risk ratings. Includes a risk ratings flow chart.
ICBA Member - $207.00
Non-Member - $230.00
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Webinar On Demand

Compliance Update 2020 (MP4)

Recorded April 30, 2020

 

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Webinar On Demand

Compliance Updates 2021 (MP4)

Recorded May 19, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Subscription

Compliance Working Papers

One of the three elements of an effective compliance program is monitoring and corrective action. These compliance working papers are essential for monitoring your financial institution’s compliance with federal consumer compliance laws and regulations.

Initial Price
ICBA Member: $599
Nonmember: $799

Annual Digital Renewal
ICBA Member: $299
Nonmember: $399

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Webinar On Demand

Consumer Compliance - What to Expect in 2021 (MP4)

Recorded February 10, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Contingency Planning Policy

Designed to provide a risk management plan to avoid potential losses. Includes policy implementation, bank security, emergency procedures, back-up sites, loss prevention, liquidity, insurance policies, asset protection, and risk management training.
ICBA Member - $202.50
Non-Member - $225.00
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Cybersecurity Policy

Written to assist all affected directors, officers, and staff in understanding and managing cyber risks. Topics include threat intelligence, situational awareness, risk assessment, inventory log management and monitoring, strategic planning, incident response, change management, staffing, training, and vendor management.
ICBA Member - $180.00
Non-Member - $200.00
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Direct Dispute Policy

Covers consumer disputes submitted to one or more credit reporting agencies (CRAs) for inclusion in a consumer report, including:

  • Coverage
  • Direct Dispute Submission Address
  • Direct Dispute Notice Content
  • Investigation and Reporting
  • Frivolous or Irrelevant Disputes
  • Policy Review and Procedures
ICBA Member - $85.50
Non-Member - $95.00
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Diversity and Inclusion Policy

Diversity and inclusion standards have been set and this policy assists a financial institution in defining how it will implement, monitor, and convey their standards in the hiring and promoting of employees and in dealing with suppliers. Includes a policy statement suitable for public sharing.
ICBA Member - $171.00
Non-Member - $190.00
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E-Sign Act Policy

The E-Sign Act provides a general rule of validity for electronic records and signatures for transactions in or affecting interstate or foreign commerce. E-Sign allows the use of electronic records to satisfy any statute, regulation, or rule of law requiring that such information be provided in writing, if the consumer has affirmatively consented to such use and has not withdrawn such consent.
ICBA Member - $157.50
Non-Member - $175.00
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Webinar On Demand

Everything Roth 2020 (MP4)

Recorded: June 11, 2020

Length: 60 Minutes

Presenter: Ascensus

ICBA Members: $219
Non-Members: $319
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Executive Officer Policy

Defines the relationship between the board and executive management and between executive management and the bank's other personnel. Covers hiring practices, management succession, promotions, and salary administration.
ICBA Member - $189.00
Non-Member - $210.00
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Fair Credit Reporting Act Policy

Defines the bank's responsibilities under the act, including loan and deposit declinations. Establishes guidelines for investigative reports and use of prescreened lists.
ICBA Member - $292.50
Non-Member - $325.00
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Fair Lending Policy

Establishes fair lending activities, including taking loan applications, telephone inquiries, advertising, and credit evaluation standards. Also covers loan decisions, notifications, and adverse action. Includes discussion on prohibited actions, disparate treatment, and disparate impact.
ICBA Member - $324.00
Non-Member - $360.00
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Webinar On Demand

Financial Forensics Series Webinar #3 – How Banks Make Money (MP4)

This session has been presented at ICBA’s Lead FWD conference in the past and has been very well received. Too often, we get engrossed in our day-to-day responsibilities, forgetting to take a step back and look at the big picture.
ICBA Members: $219
Non-Members: $319
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Webinar On Demand

Financial Forensics Series Webinar #4 – 10 Keys to Successful Regulatory Compliance (MP4)

Compliance management in today’s regulatory battlefield can be the difference between moderate improvement and winning success at a community bank. Every community bank leader, regardless of primary responsibilities, must be keenly aware of these ten keys to effective compliance management.
ICBA Members: $219
Non-Members: $319
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Holding Company Policy

Sets forth the underlying philosophy and structure for all relationships and transactions between the bank and the holding company.
ICBA Member - $180.00
Non-Member - $200.00
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Home Mortgage Disclosure Act Reporting Policy

Establishes internal procedures that result in the proper recording of loan information, submission, and proper disclosures to the public.

ICBA Member - $225.00
Non-Member - $250.00
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Publication

HSA - Health Savings Account Compliance & Operations Manual

When you need specific information about HSAs, the Health Savings Account Compliance & Operations manual has it. This manual gives clear explanations on HSA eligibility, document, contribution, distribution, and reporting requirements. Use it to stay in compliance and avoid potential penalties and HSA disqualification.

ICBA Member: $95
Nonmember: $100
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Human Resources Policy

Provides management with a clear understanding of what the bank expects from its employees and, in turn, what employees can expect from the bank. Covers equal employment opportunity, employee classifications, employee compensation, hiring practices, vacations, sick leave, family and medical leave, education, termination, and sexual harassment. Includes new employee orientation and training.

ICBA Member - $355.50

Non-Member - $395.00

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Information Security Program Policy

This policy and the sub-policies it contains are designed to provide guidance to all bank employees of the confidentiality and importance of safely maintaining customer information.
ICBA Member - $427.50
Non-Member - $475.00
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Internal and External Audit

Designed to assist board members with their audit responsibilities. Includes audit function structure and committee meetings, technical duties, compliance, filing audit reports, roles and responsibilities of the auditor, the audit program, program effectiveness, external audit firms, and review of external audit. 
ICBA Member - $247.50
Non-Member - $275.00
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Internal Controls Policy

Addresses the various controls to ensure efficient and effective bank operations, the reliability of financial reporting, and an effective risk management system. Covers administrative, accounting, and operating controls.
ICBA Member - $247.50
Non-Member - $275.00
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Introduction to Deposit Compliance

Deposit accounts are a necessity for all financial institutions. There are several laws and regulations that surround deposit accounts, the transactions that occur within them, and related products and services. This course will provide an overview of many of those regulations. This course is intended for a variety of job functions within the bank. Those that open deposit accounts, those that discuss transaction activity with customers such as tellers and lenders, deposit operations personnel, management and directors.
ICBA Member - $79.00
Non-Member - $299.00
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Publication

IRA - IRA Compliance Manual

This manual gives clear explanations on document, withholding, and reporting requirements and addresses legal IRA issues. It also includes sample IRS forms on how to report most IRA transactions. Plus, the charts, checklists, and log sheets will help get your IRA program organized.
ICBA Member: $95
Nonmember: $100
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Webinar On Demand

IRA & HSA Legislative Update 2020

IRAs, HSAs, and other tax favored accounts are constantly evolving—don't be left behind. Join our industry experts as they bring you up to date on recent proposed legislation, regulatory guidance that will affect your organization, and share important updates regarding the SECURE Act. 
ICBA Members: $219
Non-Members: $319
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Webinar On Demand

IRA & HSA Legislative Update 2020 (MP4)

IRAs, HSAs, and other tax favored accounts are constantly evolving—don't be left behind. Join our industry experts as they bring you up to date on recent proposed legislation, regulatory guidance that will affect your organization, and share important updates regarding the SECURE Act. 

 

 

ICBA Members: $219
Non-Members: $319
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Webinar On Demand

IRA Contributions 2020 (MP4)

Recorded: May 5, 2020

Length: 60 Minutes

Presenter: Ascensus


ICBA Members: $219
Non-Members: $319
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Webinar On Demand

IRA Distributions 2020 (MP4)

Recorded: September 22, 2020

Length: 60 Minutes

Presenter: Ascensus


ICBA Members: $219
Non-Members: $319
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Webinar On Demand

IRA Fundamentals 2020 (MP4)

Recorded: March 4, 2020

Length: 60 Minutes

Presenter: Ascensus

ICBA Members: $219
Non-Members: $319
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Liquidity Management Policy

Designed to ensure that the bank is managed to provide an adequate level of liquidity to meet both predicted and unexpected cash needs while maintaining a planned net interest margin.
iCBA Member - $211.50
Non-Member - $235.00
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Webinar On Demand

Marijuana Banking Compliance 2020 (MP4)

Recorded: October 15, 2020

Length: 60 Minutes

Presenter: Kristen Ritter, TIB Bequeaith


ICBA Members: $219
Non-Members: $319
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Marijuana/Cannabis and MRB Policy

This policy establishes the responsibilities and requirements for conducting banking activities for legal marijuana and cannabis businesses, including those Tier 2 and Tier 3 businesses that have a secondary or tertiary relationship with marijuana related businesses.
ICBA Member - $247.50
Non-Member - $275.00
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Marketing Policy

Provides guidelines for the management of the bank's marketing function, including development of the annual marketing plan and ongoing decision making. Includes regulatory compliance, geographic limitations, and prohibited activities.
ICBA Member - $184.50
Non-Member - $205.00
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Webinar On Demand

Negotiation Competence for Leaders in the Workplace (MP4)

Leadership skills are critical to lead your own career; to lead others to greatness and to leave what’s “comfortable and safe” to move to new territory and adventure for yourself to flourish.

ICBA Members: $219
Non-Members: $319
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Webinar On Demand

Opening and Maintaining IRAs (MP4)

Recorded: August 25, 2020

Length: 60 Minutes

Presenter: Ascensus

 

ICBA Members: $219
Non-Members: $319
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Webinar On Demand

Payment Card Industry Compliance (MP4)

Recorded March 25, 2021

ICBA Members: $219
Nonmembers: $319
Unlimited Webinar Pass subscription: $0
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Regulation B: Equal Credit Opportunity Act Policy

Provides guidance for lenders on the requirements of this regulation as well as prescreening, the interview and application process, credit evaluation, action notifications, signature policy, and credit reporting.

ICBA Member - $180.00
Non-Member - $200.00
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Regulation CC: Expedited Funds Availability Act

Establishes internal procedures to address proper funds availability, disclosure, collection of checks, return of unpaid checks, and payment of interest on deposited funds.
ICBA Member - $265.50
Non-Member - $295.00
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Regulation E: Electronic Funds Transfer Act Policy

Establishes the internal procedures for proper issuance of access devices, disclosure, limitations on customer liability, documentation of transfers, and error resolution.
ICBA Member - $234.00
Non-Member - $260.00
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Regulation Z: Loan Terms, Disclosures, and Advertising Policy

Updated policy for TRID. Covers the requirements of the Truth in Lending Act. Includes exempt transactions, open-end credit, credit cards, home equity lines of credit, closed-end credit, and right of rescission, as well as advertising for credit.

ICBA Member - $337.50
Non-Member - $375.00
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Certification

Risk Management Certification (CCBRS)

 

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Risk Management Policy

Provides the overall framework for the supervision, management, operation, and control of the bank’s risk management program. Includes duties and responsibilities of the risk management committee and risk management officer.
ICBA Member - $175.50
Non-Member - $195.00
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Social Media Policy and Guidelines

Provides guidance on how social media will be approached, proper methods for promoting the bank’s message and image, and consequences of not following guidelines. Includes Management and User Guidelines for Social Media.
ICBA Member - $279.00
Non-Member - $310.00
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Webinar On Demand

The Role of Community Bank Directors in Compliance (MP4)

 

ICBA Members: $219
Non-Members: $319
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Webinar On Demand

Top 10 HSA Issues 2020

Recorded: November 17, 2020

Length: 60 Minutes

Presenter: Ascensus

ICBA Members: $219
Non-Members: $319
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Webinar On Demand

Top 10 IRA Issues 2020 (MP4)

This course will cover the hottest IRA topics we get questions about on Ascensus’ consulting lines. 
ICBA Members: $219
Non-Members: $319
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Wire Transfer Policy

Identifies the risks and establishes the policies dealing with wire transfers. Covers how to accurately process requests made in person, by phone, or other electronic means, with emphasis on regulatory requirements, money laundering, and settlement by giving best practice examples.
ICBA Member - $162.00
Non-Member - $180.00
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Work From Home Policy

This policy is written to include both long-term and emergency situations for bank employees working at home or in a remote location, and addresses the determination and availability of employees, productivity issues, home office and equipment assessment, remote access considerations, safeguarding information, monitoring, and reimbursement considerations. A short-term telecommuting agreement is also included.
ICBA Member - $175.50
Non-Member - $195.00
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