Bank Compliance Center

In today’s banking environment as soon as one big new regulation is implemented another pops up. ICBA’s compliance training opportunities and exceptional resources, online and offline, will help your community bank stay informed and one step ahead of the regulators.

Recent Compliance News

ICBA launches comment letter campaign on 1071 proposal

Nov 30, 2021 | NewsWatch Today
ICBA is calling on community bankers to submit personalized comments on the Consumer Financial Protection Bureau’s proposal to implement Dodd-Frank Section 1071 collection and reporting requirements.

SBA office backs 1071 comment extension

Nov 24, 2021 | NewsWatch Today
The SBA Office of Advocacy expressed support for ICBA and state banking associations’ request that the Consumer Financial Protection Bureau extend the comment deadline on its proposal to implement Dodd-Frank Section 1071 collection and reporting requirements.

Upcoming Compliance Training

2021 BSA/AML Review

As we approach the one year anniversary of the Anti-Money Laundering Act of 2020, Bryant Moravek of Kaufman Rossin and Carleton Goss of Hunton Andrews Kurth, discuss what parts of AMLA have been implemented and what remaining AMLA-related changes are forthcoming. They also discuss hot topics and trends in AML compliance and enforcement.

Compliance Question of the Week

QUESTION: The Bank originates a loan to a Sole Proprietor whom operates a daycare out of her home. The funds for the loan are to renovate the lower level of her home for the daycare area. Is this loan exempt from HMDA because of business purpose?


No. This loan is not exempt from HMDA. Funds used to improve a business located inside a dwelling (unless multifamily), is not exempt from HMDA.

Reference: Commentary 1003.3(c)(10)-3

Compliance Vault

The ICBA Compliance Vault is now available as a member benefit to all ICBA members.

The Compliance Vault is a reliable search tool that helps you find answers to your regulatory compliance questions, with access to over 2,500 Q&As, select online courses, and documents.

Learn more & open the vault

Compliance Resources

Online Training

Online Training Plans - CBU

CBU Graphic

Community Banker University offers a variety of online training options with courses that build knowledge and a strong foundation within key areas of the banking industry and professional development.

Prices vary by plan, check the plan comparison chart for more information!

Learn More

Online Training

Compliance Certificate Program

Online Certificates

The courses in the Community Banker Compliance Certificate Program are designed to give community bankers the knowledge and skills they need to become experts in regulatory compliance. The certificate program consists of four critical learning areas.

$499 / ICBA Members

$1,499 / Non-Members

Learn More


Compliance Working Papers

Compliance Education Graphic

One of the three elements of an effective compliance program is monitoring and corrective action. These compliance working papers are essential for monitoring your financial institution’s compliance with federal consumer compliance laws and regulations.

Initial Price
ICBA Member: $599
Nonmember: $799

Annual Digital Renewal
ICBA Member: $299
Nonmember: $399

Learn More


Compliance Deskbook and Bulletin Service

Compliance Education Graphic

The ICBA Compliance Deskbook is the industry’s premier resource for compliance information. Access regulations, important dates, agency guidance, questionnaires, and other resources in one place.

Initial Price
ICBA Member: $399
Nonmember: $549

Annual Digital Renewal
ICBA Member: $249
Nonmember: $349

Learn More


Bank Policies

Policy Products
Alleviate the tedious task of developing bank policies from scratch. These policies provide a quick reference with thorough, easy-to-read instructions to guide your bank through the policy development or revision process.
Click Learn More for Individual Pricing

Learn More


Bank Compliance Checkup Program

Compliance Education Graphic

The Bank Compliance Checkup Program provides a comprehensive system for on-going monitoring of your bank’s compliance with Deposit, Lending, Administrative and IT/Tech/Security regulations.

Initial Price:
ICBA Member: $395
Nonmember: $595

Annual Digital Renewal:
ICBA Member: $199
Nonmember: $399

Learn More