Reg. O is an insider abuse regulation which draws significant regulatory attention and scrutiny in the best of times. Economic concerns related to inflation and high interest rates, among other matters, will increase the regulatory attention and scrutiny on these issues.
This webinar will provide a discussion of the regulatory requirements, agency interpretation and enforcement, and commonly cited violations along with practical tips and strategies to achieve compliance and avoid Reg. O violations.
Understand the regulatory requirements of Reg. O.
Become familiar with the commonly cited violations.
Learn strategies to comply and avoid violations.
Recorded March 7, 2023.