Regulatory Compliance Change Management: Are You Prepared?


Regulatory Compliance Change Management: Are You Prepared?

May 21, 2024 | 11:00 am ET • 10:00 am CT | Webinar

Now more than ever, financial institutions must consider the risk of change. Regulatory changes, system conversions, new products and services, and corrective action for audit findings are just a few examples of situations that will frequently impact your organization.

It’s critical to have a proper handle on your processes to ensure compliance issues don’t arise when these changes occur. Discuss how to adequately react to shifts in your organization, remain compliant in an ever-changing environment, and ensure business agility in change management processes.

Learning Objectives

  • Learn best practices and controls over change management compliance.

  • Define types of situations where customer notification is required to comply.

  • Discover ways to react when change impacts your organization.

Duration: 60-minutes


ICBA Members

Live: $209

On-Demand: $229

Live + On-Demand: $249


Live: $309

On-Demand: $329

Live + On-Demand: $449

Unlimited Webinar Pass subscription: $0

Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to real-time event attendance. Digital products will be made available when full payment is received.
  • Digital product purchases cannot be cancelled once the order has been processed and the product is available to use.
  • Refunds will not be granted unless there is a technical issue that cannot be resolved that prevents the purchaser from accessing and/or using the product. Refund requests for technical issues must be received within 15 days of the date of purchase.

For more information, call 800-422-7285.

Who should attend: Executives, Csuite, Compliance Officers and Leaders, Risk Management Leaders.

Prerequisites: None

Advanced Preparation: Basic knowledge of banking.

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Internet Based.

CPE Credit Hours: 1

Brian M. Shea

Senior Manager

Wolf & Company, P.C.

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

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