Annual Current Issues Certification Conference


Annual Current Issues Certification Conference

Sep 25 - Sep 28, 2023 | VIRTUAL EVENT

This four-day virtual conference focuses on key issues and trends related to auditing, BSA/AML, regulatory compliance, security and fraud, and offers the very latest information, tools, best practices, and training to assure that you are up-to-date and compliant. Attend one day or all four!

Information (Central Time unless otherwise noted)

Monday, September 25

Audit Issues

9:00 a.m. - 4:30 p.m.
General Session

  • Fraud in 2023: What to know and are you prepared?
  • Using Data Analytics to Mitigate Fraud Risk
  • Preparing for Crossing the FDICIA Threshold
  • CECL/ALM Insights and Model Validations
  • Top 10 Things Everyone Should be Talking About in 2023
  • AI in Banking
  • Third Party Risk Management Updates

Noon - 12:30 p.m.

Tuesday, September 26

Lending & Deposit Compliance Issues

9:00 a.m. - 4:30 p.m.
General Session

  • Review of agency action over the last year.
  • Highlights of agency publications and reports.
  • Update directly from the gateway.
  • Extended discussion on overdraft fees, representment fees, APSN fees, and junk fees.
  • Training on the new Small Business Lending Rule (1071).
  • Overview of the Modernization of the Community Reinvestment Act (if finalized).
  • Common findings and violations during recent audits.
Noon - 12:30 p.m.

Wednesday, September 27

BSA/AML Issues

9:00 a.m. - 4:30 p.m.
General Session

  • SAR and SAR Investigation Best Practices
  • Enhanced Due Diligence and Transaction Monitoring
  • Beneficial Ownership Updates
  • Emerging, Current, and “New” Threats/Trends Making a Comeback, including:
  • Elder Abuse
  • Mail Theft
  • Business Email Compromises

Noon - 12:30 p.m.


Thursday, September 28

Fraud & Physical Security Issues

9:00 a.m. - 4:30 p.m.
General Session      

  • The 15 Worst Security Mistakes
  • Conducting A Physical Risk Assessment
  • AI What Is Ahead
  • Cash Recyclers, Pod Banking & ITMs
  • Focus Groups and Case Studies
  • Managing Risk: Uncovering Weaknesses and Vulnerabilities
Noon - 12:30 p.m.


ICBA Members:

  • $1,345 (4 days)
  • $995 (3 days)
  • $695 (2 days)
  • $395 (1 day)


  • $1,895 (4 days)
  • $1,295 (3 days)
  • $895 (2 days)
  • $495 (1 day)


  • $2,245 (4 days)
  • $1,495 (3 days)
  • $995 (2 days)
  • $595 (1 day)

Printable Registration Form

Attendance/Cancellation Policy:

  • Registration fee is valid only for the individual registered. Each attendee must register.
  • Full payment is required prior to event attendance.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • A substitute registration will be accepted.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

For more information, call 800-422-7285.

Virtual Events

Upon registration you will receive an email from ICBA confirming your registration, the dates of the event and a calendar invitation for the event. Approximately 1-2 weeks prior to the event start date, you will receive an email from an ICBA representative containing detailed information including event times and the meeting link.

Who should attend: Community bank internal auditors, external auditors, compliance officers, bank security officers, BSA officers, IT officers, risk managers, legal counsel, and operations managers.

Prerequisites: Basic knowledge of auditing, BSA/AML, regulatory compliance, security, and fraud.

Advanced Preparation: None

Program Level: Intermediate

Field of Study: Specialized Knowledge

Delivery Method: Group Internet-based

CPE Credit Hours: 8 per day.

Kristen Ritter

Kristen Ritter

First Vice President Engagement Leader

TIB Consulting Solutions

Group Avatar Horizontal

Clint Jay

FVP, Compliance Engagement Leader

TIB Consulting Solutions

Teri Hodgett Square

Teri Hodgett

Chief Risk Officer

Sunrise Banks

Barry Thompson

Barry Thompson

Thompson Consulting Group LLC

Managing Partner

Joshua Juergensen

Joshua Juergensen


CliftonLarsonAllen, Minneapolis

Harrison Powers

Harrison Powers


CliftonLarsonAllen, Dallas

David Heneke

David Heneke


CliftonLarsonAllen, St. Cloud

Group Avatar Horizontal

Tim Dively

Digital Growth Director

CliftonLarsonAllen, Charlotte


Michael Emancipator

Senior Vice President, Regulatory Counsel

Washington, DC

Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, The Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies in the during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management’s objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.