Compliance Institute - In Person

Compliance

Compliance Institute - In Person

Oct 2 - Oct 7, 2022 | LIVE EVENT

The ICBA Compliance Institute is built to meet the needs of seasoned professionals seeking the latest regulatory education and industry best practices as well as newer compliance officers seeking to gain a clear understanding of the fundamental concepts of each regulation.

This high-quality program provides a fast-paced learning environment that will lead to a detailed study of the relevant areas of regulatory compliance with a focus on the key concepts that spell success in the examination context. 

Each regulation is approached in terms of the requirements, best practice internal controls, and audit objectives. Learning is reinforced with many sample disclosures, applicability charts, and illustrative quizzes and exercises. 

The program addresses current hot issues and areas of focus in regulatory compliance. Deep dives into the common challenges related to recent regulatory reform will be covered and the latest guidance and interpretations on all recent rule-making efforts will be discussed.  

This solid foundation allows the attendee to return to their bank and support their product and service offerings and remain competitive in their market place. 

If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.

Learning Objectives:

  • Understand the key elements of a bank’s compliance management program.
  • Understand the fundamental and disclosure requirements of bank lending regulations including Reg Z, RESPA, HMDA, SAFE Act, Military Lending Regulations, Homeownership Counseling Act, and flood insurance compliance.
  • Identify fair lending practices and data collection/reporting requirements as outlined in ECOA/Reg B, FCRA, CRA, HMDA, and Fair Housing Act.
  • Outline the key privacy requirements banks must follow under Reg P including the Sections 13, 14, and 15 information-sharing exceptions.
  • Associate deposit account disclosure requirements with the appropriate regulations including Reg CC, Reg DD, and Reg E
  • Identify disclosure requirements and permissible activities under Right to Financial Privacy Act, Reg GG, Consumer Sales of Insurance, and Non-Deposit Investment Products.
  • Understand the risk exposure and mitigation steps banks may take to manage UDAAP compliance for the bank.
  • Recognize compliance risks and disclosure requirements in advertising and marketing activities by a bank.

True
Date
Information (All times are Central Time)

All times stated are Central Time.

Sunday, Oct. 2

3:00 p.m. – 4:00 p.m.
Registration Open

3:00 p.m. - 7:30 p.m.
Welcome; Current Regulatory Environment; RESPA; Regulation Z Closed-end: Finance Charge, Calculations, TIL



Monday, Oct. 3

8:00 a.m. – 5:30 p.m.

Lending Compliance 1 – Regulation Z: Closed-end: ARM Loans, Rescission, Prohibited Act, HOEPA, HPML, ATR/QM, TRID


Tuesday, Oct. 4

8:00 a.m. – 5:00 p.m.

Lending Compliance 2 - Loan Servicing, Open-End Credit Flood Insurance, SAFE Act, Military Lending Regulations, Homeownership Counseling Act, and HMDA

Wednesday, Oct. 5

8:00 a.m. – 4:00 p.m.   
Lending Compliance 3 – Fair Lending, Reg B, CRA, FCRA
Thursday, Oct. 6

8:00 a.m. – 5:00 p.m.    

Deposit and Marketing Compliance – E-Sign, Regulation DD – TISA, Regulation CC, Regulation P, Right to Financial Privacy, Regulation E, UDAAP

Friday, Oct. 7

8:00 a.m. – Noon   

Deposit and Marketing Compliance – Consumer Sales of Insurance, Nondeposit Investment Programs, Advertisement of Membership, Marketing & Advertising Compliance 

Tuesday, October 11 - Friday, October 14

Certification exams – Four (4) Certification Exams - Held via ICBA Online Portal for those enrolled in the CCBCO certification program.

Exams can be taken all at the same time or staggered throughout the week but must be completed no later than noon Friday, October 14.

Pricing

ICBA Member: $2,595 (with testing fee $2,995)
Nonmember: $3,395 (with testing fee $3,895) 
Nonbanker: $4,195 (with testing fee $4,795)

Certification Testing Fees:
ICBA Member: $400
Nonmember: $500
Non-Banker: $600

NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance.  For more information, call 800-422-7285. 

Compliance Certification (CCBCO)

CBU_0710A19_Certification eBadging Icons_CCBCO

Designation: Certified Community Bank Compliance Officer (CCBCO)

Requirement: Attend Compliance Institute; obtain (30) Continuing Professional Education credits every two years thereafter.

The Compliance Institute is a comprehensive learning experience that covers the areas of regulatory compliance a community bank Compliance Officer is responsible for. This program covers: Developing a Compliance Program, Lending, Deposit and Operations Compliance. 

Teri Hodgett Square

Teri Hodgett

Chief Risk Officer

Sunrise Banks

Kristen Ritter

Kristen Ritter

First Vice President Engagement Leader

TIB Consulting Solutions

Who Should Attend: Compliance officers, auditors, BSA/AML officers       
Prerequisites: Basic knowledge of bank compliance.
Advanced Preparation: Required - completion of Compliance Management System online course
Program Level: Intermediate 
Field of Study: Specialized Knowledge
Delivery Method: Group Live
 

Printable Registration Form

REGISTRATION CANCELLATION
If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued once the bank has received event materials or after the event start date.

Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.

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Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.