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Type

Bank Policies & Procedures: Insider and Affiliate Credit (PLC-075)

For compliance with insider lending. Designed to address the particular credit and legal standards that apply to insiders, including lending limitations for individuals and affiliates.

Accounting/Finance Credit Administration Lending +1 More...

Bank Policies & Procedures: Interest Rate Risk (PLM-095)

Establishes the guidelines to ensure that the bank is managed to recognize, measure, and control interest rate risk by setting risk limits, strategies, and reporting formats. Updated to reflect the...

Accounting/Finance Risk

Bank Policies & Procedures: Internal Controls (PLM-242)

 Addresses the various controls to ensure efficient and effective bank operations, the reliability of financial reporting, and an effective risk management system. Covers administrative,...

Risk Audit Safety & Soundness

Bank Policies & Procedures: Internet/E-Mail Risk Management (PLM-183)

Establishes a set of policies for use of the Internet and e-mail facilities. Includes guidelines for customers' privacy, procedures in the case of disruptions of bank operations, bank computers,...

Risk Operational Risk Reputational Risk +1 More...

Bank Policies & Procedures: Investment (PLM-098)

Covers the delegation of investment authority and accountability, the definition of acceptable types of investments, and how to maximize the bank's profitability while meeting the local...

Accounting/Finance

Bank Policies & Procedures: Liquidity Risk Management (PLM-096)

Designed to ensure that the bank is managed to provide an adequate level of liquidity to meet both predicted and unexpected cash needs while maintaining a planned net interest margin.

Operational Risk Accounting/Finance Risk

Bank Policies & Procedures: Liquidity Contingency Fund Plan (PLM-272)

Provides a written contingency funding plan as required by Interagency Guidance on Funding and Liquidity Risk Management.  Delineates strategies and actions addressing potential liquidity...

Accounting/Finance

Bank Policies & Procedures: Litigation Risk (PLM-211)

Defines the risks associated with real or threatened litigation. Covers legal counsel's role and responsibilities, risk management, assessment of potential losses, and system controls.

Operational Risk Risk Reputational Risk

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