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Earn Professional Certification

Enterprise Risk Management Institute

  • Sep 28–Sep 30, 2026
  • |
  • Bloomington , MN
  • |
  • Institute
  • |
  • CPE Credits: 21.00
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Date: Information  Livestream events are Central Time / In-person events are location's local time.
Monday, Sep 28

08:00 AM – 08:30 AM

Registration

08:30 AM – 04:30 PM

Program

Enterprise Risk Management (ERM) Concepts – What, Why, Who? 

Learn about ERM, its background, importance, and the regulatory pressures driving its adoption. Understand the fundamentals of ERM, its role in culture and risk integration, and how to start implementing ERM in your organization. Hear about the COSO framework, and explore ERM from the perspective of the 1st, 2nd, and 3rd lines of defense as well as for the board. 

 

ERM Categories 

Review the risk categories relevant to ERM in the banking industry. Explore the scope of the non-financial risk categories including compliance/legal, reputational, strategic, and operational. 

Tuesday, Sep 29

08:30 AM – 04:30 PM

Program

ERM Categories 

Review the remaining risk categories relevant to ERM in the banking industry. Explore the financial risk categories including credit, interest rate/market, and liquidity.  Learn about the financial indicators that can be found on UBPRs.  

Hot Topics – Enforcement Actions, Industry News 

Practical tips for pulling your ERM together 

  • Explore the development of a Risk Appetite Statement (RAS) and how to construct it with management input and board approval. Understand the linkage between RAS, risk culture, strategic plans, and policies.  

  • Identify key performance indicators (KPIs), key risk indicators (KRIs), and other relevant indicators tied to the Risk Appetite Statement to create your Risk Dashboard. Learn how to educate and collaborate with executives and business line owners to measure and monitor risks effectively. Practical examples will be shared to assist participants in building their risk dashboards. Cover the reporting and management aspects of an ERM program.  

  • Gain insights into ERM committee structures, board reporting, and triggers to update the program. Explore best practices for running an ERM program.  

Examples will be provided to guide participants in developing their own RAS and Risk Dashboard. 

Breakout group exercise – sample scenarios 

12:00 PM – 01:00 PM

Lunch

Wednesday, Sep 30

08:30 AM – 12:00 PM

Program

  • Leveraging technology for integrating your ERM 
  • Breakout group exercise – share results 
  • Questions, Clarification, or Conversation with Instructors 

Monday, Oct 5

10:00 AM – 12:00 PM

Certification Exam

The certification exam will be available following the conclusion of the institute. You will be able to access and complete the exam any time after the institute adjourns. However, you must complete the exam no later than the exam time shown above. The exam is timed, and you will be allotted the same amount of time to complete the exam no matter when you choose to take it. 

Note - If you do not pass the exam, you will have the opportunity to retake the exam at a future retake date. 

Audience Price

ICBA Member

$ 1,699.00

Non-Member

$ 2,199.00

Certification Exam Fee

$ 500.00


For attendance and cancellation policies see Disclaimers

Embassy Suites by Hilton Minneapolis Airport

7010 34th Ave S Bloomington MN

Our hotel is within five minutes of the Mall of America and Minneapolis-St. Paul International Airport via our free shuttle. Discover downtown Minneapolis draws such as Target Field, Orchestra Hall, and US Bank Stadium by catching the light rail just yards from our door. In-room safes, free made-to-order breakfast, and complimentary evening reception.

 

Who should attend:

Chief Management: i.e. CEO, COO, Chief Risk: i.e. Compliance, Risk, Audit Officer, Risk Management, Compliance

Prerequisites:

Basic knowledge of banking.

Advanced Preparation:

None

Program Level:

Intermediate

Field of Study:

Specialized Knowledge

Delivery Method:

Group Live

Continuing Professional
Education (CPE) Credit Hours:

21.00 hrs

Katie Neumann V

Katie Neuman LindstromOpens in a new tab

Regulatory Compliance Director

CliftonLarsonAllen

Group Avatar Horizontal

Erica CarlsonOpens in a new tab

Assurance Principal

CliftonLarsonAllen

Erica Crain

Erica CrainOpens in a new tab

Managing Principal Value & Risk Services

CliftonLarsonAllen

Attendance and Cancellation Policy

  • Full payment is required prior to event attendance.
  • Registration fee is valid for only the individual registered. Each attendee must register.
  • A substitute registration will be accepted. Please notify ICBA Education if registration needs to be changed.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • If the program is canceled by ICBA, ICBA’s liability is limited to the registration fee.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

This event is not recorded. For more information, call 800-422-7285 or email education@icba.org.


Continuing Professional Education Credit (CPE) Requirements

To receive full CPE credit for the in-person event you must meet the following requirements:

  • Sign in daily. The sign-in sheet will be located on the registration table outside of the conference room.

  • Attend the session in its entirety.

  • Participate in all group activities and projects.


Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, the Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management's objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.


Recording Disclaimer

Live courses are for educational purposes only and intended only for participants of the class/event. All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed to by ICBA.


Consent to User of Photos & Video Content

Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions, and audio files/recordings of and at such events and activities.


NASBA Statement

ICBA Education is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: Welcome . In accordance with the standards of the National Registry of CPE Sponsor, CPE credits have been granted based on a 50-minute hour.