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Livestream
Earn Professional Certification

Compliance Institute

  • May 12–May 21, 2026
  • |
  • Institute
  • |
  • CPE Credits: 43.00
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Date: Information (Central Time unless otherwise noted)
Tuesday, May 12

09:00 AM – 09:30 AM

Welcome, Current Regulatory Environment 

09:30 AM – 04:00 PM

Lending Compliance – RESPA; Regulation Z: Closed-end: Finance Charge, Calculations, TIL, ARM Loans; Rescission; Prohibited Acts; HOEPA, HPML; ATR/QM; Private Ed

12:00 PM – 12:30 PM

Lunch

Wednesday, May 13

09:00 AM – 05:00 PM

Lending Compliance – TRID, Loan Servicing, Open-End Credit 

12:00 PM – 12:30 PM

Lunch

Thursday, May 14

09:00 AM – 04:30 PM

Lending Compliance – Loan Originator Compensation/SAFE Act,Flood Insurance, FCRA, Regulation B (Technical Requirements)

12:00 PM – 12:30 PM

Lunch

Tuesday, May 19

09:00 AM – 05:00 PM

Lending Compliance – Homeownership Counseling Act, Military Lending Regulations, Fair Lending, HMDA, CRA

12:30 PM – 01:00 PM

Lunch

Wednesday, May 20

09:00 AM – 05:00 PM

Deposit Compliance – E-Sign, Regulation DD – TISA, Regulation CC, Regulation P, Right to Financial Privacy, Regulation E, UDAAP

12:30 PM – 01:00 PM

Lunch

Thursday, May 21

09:00 AM – 11:30 AM

Deposit and Marketing Compliance – Consumer Sales of Insurance, Nondeposit Investment Programs, Advertisement of Membership, Marketing & Advertising

Tuesday, May 26

09:00 AM – 12:00 PM

Certification Exams 

Held via ICBA online portal for those enrolled in the Certified Community Bank Compliance Officer (CCBCO) certification program. There are (2) exams, Lending Compliance, and Deposit & Marketing Compliance. You will have access the exams following the conclusion of class on Thursday, May 21. However, the exams must be completed by Friday May 29 at 12:00 p.m. central time.  

IMPORTANT - The Lending Compliance exam is 150 questions, and you are given 3 hours to complete it. You must complete this exam in one sitting. The Deposit & Marketing exam is 50 questions, and you will have 60 minutes to complete it. These are timed exams so once you begin an exam you must complete it without interruption. The two exams can be completed at different times but must be completed no later than Friday, May 29 at 12:00p.m. Central Time. Note - If you do not pass the exam(s), you will have the opportunity to retake the exam(s) at a future retake date, yet to be determined.  

Audience Price

Institute: Compliance Institute Class Registration - Non-Member

$ 3,899.00

Institute: Compliance Institute Class Registration - Non-Banker

$ 4,799.00

Institute: Compliance Institute Class Registration - Member

$ 2,999.00


For attendance and cancellation policies see Disclaimers

Who should attend:

Chief Risk: i.e. Compliance, Risk, Audit Officer, Learning & Development/Training, Risk Management, Audit, Compliance

Prerequisites:

Basic knowledge of bank compliance. Prior to attending the institute, you will receive access to and are required to complete the Compliance Management System online course.

Advanced Preparation:

None

Program Level:

Intermediate

Field of Study:

Specialized Knowledge

Delivery Method:

Group Live

Continuing Professional
Education (CPE) Credit Hours:

43.00 hrs

Tracy Bush Vertical

Tracy BushOpens in a new tab

Senior Manager

Wipfli

LLP

Slotter Vertical

Andrew SlotterOpens in a new tab

Senior Compliance Specialist, Compliance

Wipfli

LLP

Attendance and Cancellation Policy

  • Full payment is required prior to event attendance.
  • Registration fee is valid for only the individual registered. Each attendee must register.
  • A substitute registration will be accepted. Please notify ICBA Education if registration needs to be changed.
  • If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund.
  • If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs.
  • No refunds will be issued once the bank has received event materials or after the event start date.
  • If the program is canceled by ICBA, ICBA’s liability is limited to the registration fee.
  • All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed by ICBA.

This event is not recorded. For more information, call 800-422-7285 or email education@icba.org.


Continuing Professional Education Credit (CPE) Requirements

To receive full CPE credit for ICBA livestream event you must meet the following requirements:

  • Enter your full name when joining the event in Zoom. Your Zoom session must display your full name and match the registration.

  • Attend the livestream session with camera on for the duration of the session. NOTE - If attending by phone audio only, no CPE will be awarded due to participant’s inability to respond to poll questions.

  • Participate in all group activities and breakout rooms.

  • Answer all poll questions displayed during the session. If you are unable to answer the poll questions within the poll feature, submit your answer in the chat.

For more information, call 800-422-7285 or email education@icba.org.


Code of Conduct

Registration, attendance, or participation at this event constitutes an agreement to adhere to the ICBA code of conduct and complaint policy. ICBA aims to be welcoming, safe, and inclusive to all participants, with the most varied and diverse backgrounds possible.

As such, the Independent Community Bankers of America (“ICBA” or the “Association”) has adopted a zero-tolerance policy toward all forms of unlawful discrimination and harassment.

Read Full Policy

Suitcasing Policy

Suitcasing is the act of soliciting business by non-exhibiting companies during the event or in other public spaces, including another company's booth, a convention center, or a hotel lobby. It is ICBA event management's objective to do everything legally possible to protect its exhibitors and community banker attendees from suitcasing.


Recording Disclaimer

Live courses are for educational purposes only and intended only for participants of the class/event. All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed to by ICBA.


Consent to User of Photos & Video Content

Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions, and audio files/recordings of and at such events and activities.


NASBA Statement

ICBA Education is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: Welcome . In accordance with the standards of the National Registry of CPE Sponsor, CPE credits have been granted based on a 50-minute hour.