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Stay on top of the latest issues in compliance with this subscription-based repository of over 1,500 compliance-related Q&As! Get up-to-date answers about topics from across the compliance spectrum.
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Upcoming Events

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Feb
25
February 25 - March 02, 2018
March 02, 2018
Compliance Institute* - TX
Event Type: 
Seminar/Institutes
Executive C-Suite Training, Compliance Certification, Compliance
Dallas, TX
Related Products/Events
BSA/AML Institute* - MN
Event Type: 
Seminar/Institutes

Location: 
MN
05/15/18
ICBA Member: $1,295*
Non-Member: $1,695*  
Nonbanker: $2,095*
*Testing fee not included
BSA/AML Institute* - MO
Event Type: 
Seminar/Institutes

Location: 
MO
07/30/18
ICBA Member: $1,295* 
Non-Member: $1,695* 
Nonbanker: $2,095*
*Testing fee not included
BSA/AML Institute* - TX
Event Type: 
Seminar/Institutes

Location: 
TX
11/14/18

ICBA Member: $1,295* 
Non-Member: $1,695* 
Nonbanker: $2,095*
*Testing fee not included

Compliance Institute* - MN
Event Type: 
Seminar/Institutes

Location: 
MN
06/10/18
ICBA Member: $2,395*
Non-Member: $3,195*
Nonbanker: $3,995*
*Testing fee not included
Compliance Institute* - TN
Event Type: 
Seminar/Institutes

Location: 
TN
09/30/18
ICBA Member: $2,395*
Non-Member: $3,195*
Nonbanker: $3,995* 
*Testing fee not included
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May
15
May 15 - May 17, 2018
May 17, 2018
BSA/AML Institute* - MN
Event Type: 
Seminar/Institutes
Executive C-Suite Training, Compliance, BSA Certification
Minneapolis, MN
Related Products/Events
BSA/AML Institute* - CA - SOLD OUT
Event Type: 
Seminar/Institutes

Location: 
CA
11/13/17
--- SOLD OUT ---
ICBA Member: $1,195* 
Non-Member: $1,595* 
Nonbanker: $1,995*
BSA/AML Institute* - MO
Event Type: 
Seminar/Institutes

Location: 
MO
07/30/18
ICBA Member: $1,295* 
Non-Member: $1,695* 
Nonbanker: $2,095*
*Testing fee not included
BSA/AML Institute* - TX
Event Type: 
Seminar/Institutes

Location: 
TX
11/14/18

ICBA Member: $1,295* 
Non-Member: $1,695* 
Nonbanker: $2,095*
*Testing fee not included

Question of the Week

  • QUESTION: Is a bank required to verify the natural person(s) indicated as the “beneficial owners” of the legal entity’s account are in fact the beneficial owners?

    ANSWER: No. The requirement, at 31 CFR 1010.230(b), focuses on verifying the identity of the person listed according to the bank’s risk-based CIP procedures, not his or her status as beneficial owner.