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Regulatory Accounting and Operational Auditing (Individual)

Regulatory accounting and operational auditing are integral elements of the role of the internal auditor. In this module, we will introduce you to these concepts by discussing bank financial...

CPE Credits: 1.50
Audit

Flood Disaster Protection Act (Individual)

The National Flood Insurance Program (NFIP) was created to help property owners protect themselves financially. The Flood Disaster Protection Act, its amendments and implementing regulations, make...

CPE Credits: 0.50
Compliance Flood Disaster Protection Act

Bank Policies & Procedures: Emergency Preparedness/Disaster Recovery (PLM-151)

Sets the basic plan for emergency preparedness including employee training and protection, succession, alternative headquarters, back-up facilities, back-up systems, and testing.

CPE Credits: 0.50
Operational Risk Risk Information Technology +6 More...

Bank Policies & Procedures: Human Resources (PLM-184)

Provides management with a clear understanding of what the bank expects from its employees and, in turn, what employees can expect from the bank. Covers equal employment opportunity, employee...

CPE Credits: 0.50
Human Resources

Bank Policies & Procedures: Real Estate Lending (PLL-083)

Covers in detail the general policies that apply to all real estate secured lending, portfolio diversification, notices, pricing, CRE, product structure, IORR, construction lending, development...

CPE Credits: 0.50
Mortgage Lending Compliance Risk +4 More...

IT Security: Business E-mail Compromise (Individual)

This course explores the e-mail fraud schemes known collectively as Business E-mail Compromise (BEC). In a BEC attack, cyberthieves compromise a corporate e-mail account and impersonate the e-mail...

CPE Credits: 0.50
Information Technology Technology Security

Bank Policies & Procedures: Interest Rate Risk (PLM-095)

Establishes the guidelines to ensure that the bank is managed to recognize, measure, and control interest rate risk by setting risk limits, strategies, and reporting formats. Updated to reflect the...

CPE Credits: 0.50
Accounting/Finance Risk

Bank Policies & Procedures: Real Estate Settlement Procedure (PLC-122)

Establishes internal procedures to ensure proper compliance with the act, such as disclosures, escrow accounts, mortgage servicing transfers, and error resolution.

CPE Credits: 0.50
Mortgage Lending Compliance Risk +3 More...