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Managing a Remote Workforce (Individual)

In times of crisis, employees are sometimes required to work from home. The transition from the traditional workplace to a remote environment is not easy. This course explores the challenges of...

CPE Credits: 0.50
Management Leadership

Bank Policies & Procedures: Quality Control System (PLL-226)

Sets the guidelines for establishing a quality control system. Covers the purpose and scope of a quality control system, system operation, investigation, and policy review.

CPE Credits: 0.50
Audit Compliance Risk +2 More...

Ethics for Bankers (Individual)

A bank’s reputation for integrity is perhaps its most valuable asset and is determined by the conduct of its Directors, Officers and employees. Bank employees must strive to avoid situations that...

CPE Credits: 0.50
Compliance Risk Legal +1 More...

Bank Policies & Procedures: Branch Closing (PLM-092)

Sets forth the procedures required by the regulatory agencies to close a branch office, including profit analysis and availability of services.

CPE Credits: 0.50
Facilities Management Administrative/Clerical

Let’s Talk About Racism (Individual)

On May 25, 2020 George Floyd, an unarmed black man, died while a police officer kneeled on his neck for almost nine minutes. That cruel death ignited outrage around the world and unleashed...

CPE Credits: 1.00
Diversity and Inclusion Human Resources

Bank Policies & Procedures: Compliance Management (PLC-104)

This is an overall policy for demonstrating how your bank will comply with the banking compliance regulations. Provides information on compliance officer and compliance council responsibilities,...

CPE Credits: 1.00
Operational Risk Agencies/Regulators  Risk +1 More...

Bank Policies & Procedures: Insider and Affiliate Credit (PLC-075)

For compliance with insider lending. Designed to address the particular credit and legal standards that apply to insiders, including lending limitations for individuals and affiliates.

CPE Credits: 1.00
Accounting/Finance Compliance Lending +1 More...

Bank Policies & Procedures: Reg DD: Deposit Account Terms, Disclosures, and Advertising Policy (PLC-106)

Addresses acceptable account terms, appropriate disclosure of these terms, and uniformity in advertising.

CPE Credits: 1.00
Retail Banking/Frontline Operational Risk Compliance +6 More...