Corporate Governance

Date Title Publication
03/03/2015 Publicly Held Community Banks and the SEC Policy Resolution
04/16/2012 Title VI of the Jumpstart Our Business Startups Act (JOBS Act) Letter to Regulators
04/05/2012 Jumpstart Our Business Startups (JOBS) Act Q & A Q & A
11/29/2011 SOX 404 Letter to Congress
10/05/2011 Industry Letter on the Small Company Job Growth and Regulatory Relief Act Industry Letter to Congress
12/06/2010 SEC's Study on the Burden of Complying with Section 404(b) of the Sarbanes-Oxley Act of 2002 Letter to Regulators
11/18/2010 ICBA’s Comments to the SEC Government-Business Forum on Small Business Capital Formation Letter to Regulators
04/22/2010 Small Company Exemption from Section 404(b) of the Sarbanes-Oxley Act Joint Letter to Congress
02/22/2008 Proposal Concerning Internal Control Reporting for SEC Non-accelerated Filers Letter to Regulators
02/08/2008 SEC Proposes Delay in SOX 404(b) for Small Filers IWR
02/04/2008 Extension of SOX 404 Requirements for Non-Accelerated Filers Letter to the Hill
12/12/2007 Sarbanes-Oxley Section 404: New Evidence on the Costs for Small Businesses Testimony
07/13/2007 ICBA Urges SEC to Delay SOX 404 for Small Filers IWR
06/05/2007 Sarbanes-Oxley Section 404 Testimony
04/18/2007 Sarbanes Oxley and Small Business Testimony
12/15/2006 SEC Proposes Management Guidance on SOX Section 404 IWR
11/03/2006 Sarbanes-Oxley Law Receives High Level Attention IWR
09/22/2006 ICBA Urges SEC to Defer SOX Section 404 Due Dates IWR
09/22/2006 ICBA Urges Clearer, More Risk-Based SOX 404 Standards IWR
08/11/2006 SEC to Extend SOX 404 Deadline for Small Companies WWR
07/14/2006 SEC Issues SOX 404 Concept Release; COSO Guidance WWR
05/19/2006 SEC Rejects Smaller Public Companies 404 Exemption WWR
05/19/2006 ICBA Endorses Feeney SOX 404 Legislation WWR
05/12/2006 ICBA Urges the SEC to Ease SOX 404 Burden WWR
05/05/2006 ICBA Testifies on SOX 404 Exemptions WWR
04/28/2006 House Subcommittee Discusses SOX Section 404 Relief WWR
04/28/2006 SEC Chairman Addresses SOX, Fannie and Bank Securities Activities WWR
04/21/2006 SEC Committee Recommends Section 404 Exemptions WWR
04/07/2006 ICBA: SEC Should Adopt SOX 404 Exemption WWR
03/31/2006 Send a Letter to Support SOX 404 Relief WWR
03/24/2006 ICBA Members Urged to Write SEC in Support of SOX 404 Relief WWR
03/10/2006 Oxley, Baker Support SEC Authority to Adopt SOX Exemptions WWR
12/02/2005 SEC Proposes Internet Availability of Proxy Materials WWR
06/17/2005 Ways to Scale Securities Regulations for Smaller Public Companies Testimony
04/15/2005 SEC Holds Small Company Advisory Committee and Section 404 Roundtable Meetings WWR
03/08/2005 ICBA Community Bank Survey: The Costs of Complying with Section 404 of the Sarbanes-Oxley Act Survey Results
01/14/2005 New Internal Control Guidance Planned for Small Companies WWR
12/31/2004 ICBA Sarbox Section 404 Survey is Now Online WWR
12/03/2004 PCAOB Guidance on Internal Control Audits WWR
04/03/2004 RSM McGladrey/ICBA 2003 Community Bank Governance Survey Flyer Flyer
01/02/2004 ICBA Urges SEC to Reconsider Shareholder Nominee Rules WWR
12/22/2003 Security Holder Director Nominations Letter to Regulators
11/20/2003 Proposed Auditing Standard-An Audit of Internal Control Over Financial Reporting Letter to Regulators
11/07/2003 SEC Approves Nasdaq, NYSE Corporate Governance Rules WWR
10/17/2003 NYSE, NASDAQ File Corporate Governance Proposals WWR
10/10/2003 SEC Proposes Shareholder Access Rules WWR
08/29/2003 SEC Proposes Rules for Director Nominations and Shareholder Communications WWR
07/18/2003 FDIC Clarifies Guidance on Sarbanes-Oxley WWR
05/23/2003 Bies Addresses ICBA on Corporate Governance WWR
05/16/2003 SEC Issues Rules on Filing and Posting Insider Trades WWR
05/09/2003 Agencies Issue Guidance on Corporate Governance for Non-Public Banks WWR
04/11/2003 RSM McGladrey/ICBA 2003 Community Bank Governance Survey News Release News Release
03/14/2003 Corporate Governance Clarification for Nonpublicly Traded Banks WWR

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