The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is just as important as ever to make certain your BSA/AML program is appropriate for your institution's risk exposure.
Attendees will cover all of the primary requirements of each segment of the regulation and receive guidance on best practice expectations in each area. When completed, each attendee will have the in-depth knowledge, resources, and peer networks to effectively manage their BSA/AML function or audit this function properly.
Our units of study include:
If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.
All times stated are Central Time.
|Monday, Nov. 7||
8:30 a.m.-Noon: Bank Secrecy Act Program
Noon-12:30 p.m.: Lunch
12:30 p.m.-4:00 p.m.: Currency Transaction Reporting (CTR’s), Exemptions from CTR Reporting, Monetary Instrument Purchases & Sales, Funds Transfers, OFAC, International Transportation of Currency or Monetary Instruments, Information Sharing, Customer Identification Program (CIP)
|Tuesday, Nov. 8||
8:30 a.m. – 12:00 p.m. Customer Due Diligence Program
Noon - 12:30 p.m. Lunch
12:30 p.m. - 4:00 p.m. Anti-Money Laundering
|Wednesday, Nov. 9||
8:30 a.m. - 11:30 a.m. Suspicious Activity Reporting, Record Retention
11:30 a.m. Class Adjourns
2:00 p.m. - 3:45 p.m. Certification Exam for those enrolled in the certification program)
ICBA Member: $1,395 (with testing fee $1,595)
Nonmember: $1,795 (with testing fee $2,095)
Nonbanker: $2,195 (with testing fee $2,595)
Certification Testing Fees:
ICBA Member: $200
NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance. For more information, call 800-422-7285.
Requirement: Attend BSA/AML Institute; obtain (20) Continuing Professional Education credits every two years thereafter.
The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. This program covers all primary requirements of regulation and delivers guidance on best practice expectations in each area.
Senior Risk Services Specialist
TIB Bequeaith Banking Solutions
First Vice President Engagement Leader
TIB Bequeaith Banking Solutions
Delivery Method: Group Live
If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued after the event start date.
Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.
CONSENT TO USE OF PHOTOS & VIDEO CONTENT
Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.