BSA/AML Institute - In Person

BSA Security

Nov 7 - Nov 9, 2022

BSA/AML Institute - In Person

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is just as important as ever to make certain your BSA/AML program is appropriate for your institution's risk exposure.

Attendees will cover all of the primary requirements of each segment of the regulation and receive guidance on best practice expectations in each area. When completed, each attendee will have the in-depth knowledge, resources, and peer networks to effectively manage their BSA/AML function or audit this function properly.

Our units of study include:

  • Bank Secrecy Act and Anti-Money Laundering program requirements, including emerging trends and industry observations
  • Traditional financial recordkeeping elements of currency transactions, monetary instrument sales, and funds transfers
  • A comprehensive look at the CTR and SAR forms, including filing scenarios and dynamic “should you file” discussions
  • Customer Identification Program (CIP) requirements including the Customer Due Diligence and Beneficial Ownership requirements
  • High-risk customer monitoring tactics-including an in-depth discussion on account ownership expectations, enhanced account review, and OFAC compliance
  • A look at the key suspicious activity monitoring program components
  • Techniques to improve your BSA risk assessment to address all business lines and risk exposures at various levels within your bank

If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.

All times stated are Central Time.

Monday, Nov. 7

8:30 a.m.-Noon
Bank Secrecy Act Program 

Noon-12:30 p.m.
Lunch 

12:30 p.m.-4:00 p.m.
Currency Transaction Reporting (CTR’s), Exemptions from CTR Reporting, Monetary Instrument Purchases & Sales, Funds Transfers, OFAC, International Transportation of Currency or Monetary Instruments, Information Sharing, Customer Identification Program (CIP)

Tuesday, Nov. 8

8:30 a.m. – 12:00 p.m.
Customer Due Diligence Program
 
Noon - 12:30 p.m.
Lunch
 
12:30 p.m. - 4:00 p.m.
Anti-Money Laundering
Wednesday, Nov. 9

8:30 a.m. - 11:30 a.m.
Suspicious Activity Reporting, Record Retention
 
11:30 a.m.
Class Adjourns
Monday, November 14

10:00 a.m. – 11:45 a.m.

Certification Exam – Held via ICBA online portal for those enrolled in the CBAP certification program.

ICBA Member: $1,395 (with testing fee $1,595)
Nonmember: $1,795 (with testing fee $2,095)
Nonbanker: $2,195 (with testing fee $2,595) 

Certification Testing Fees:
ICBA Member: $200 
Non-Member: $300
Non-Banker: $400

NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance.  For more information, call 800-422-7285. 

The ICBA BSA/AML Institute will be held at the:

Embassy Suites by Hilton Dallas DFW Airport North

2401 Bass Pro Drive

Grapevine, Texas 76051

972-724-2600

If making your reservation by phone, mention the ICBA group name ICBA BSA/AML Institute to secure the ICBA preferred room rate of $185. ICBA’s room block expires after Oct. 16, 2022.

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BSA/AML Certification (CBAP)

CBU_0710A19_Certification eBadging Icons_CBAP

Designation: Certified BSA/AML Professional (CBAP)

Requirement: Attend BSA/AML Institute; obtain (20) Continuing Professional Education credits every two years thereafter.

The formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. This program covers all primary requirements of regulation and delivers guidance on best practice expectations in each area. 

Avatar Man
Clint Jay

Senior Risk Services Specialist

TIB Consulting Solutions

Kristen Ritter
Kristen Ritter

First Vice President Engagement Leader

TIB Consulting Solutions

Who Should Attend: BSA and AML officers, compliance officers, auditors, security officers   
Prerequisites: Basic understanding of banking and BSA/AML compliance.
Advanced Preparation: Recommended-Complete complimentary online course sent upon registration
Program Level: Intermediate 
Field of Study: Specialized Knowledge

Delivery Method: Group Live

Printable Registration Form

REGISTRATION CANCELLATION

If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued once the bank has received event materials or after the event start date.

Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.

CONSENT TO USE OF PHOTOS & VIDEO CONTENT
Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.