Annual Current Issues/Certification Conference - Virtual


Oct 17 - Oct 20, 2022

Annual Current Issues/Certification Conference - Virtual

This four-day in-person conference focuses on key issues and trends related to auditing, BSA/AML, regulatory compliance, security and fraud, and offers the very latest information, tools, best practices, and training to assure that you are up-to-date and compliant. Attend one day or all four!

2021 agenda shown. The 2022 agenda will be posted soon! All times stated are Central Time.

Monday, Oct. 17

Day One—Auditing Issues 

9:00 a.m.- 4:30 p.m.

Noon - 12:30 p.m.

An effective audit program is critical to a bank’s success. Today’s audit infrastructure is established through active identification of risk, comprehensive audit/monitoring operations, essential reporting, and appropriate resolution. Topics to be covered include:

  • Audit and the Three Lines of Defense in Your Bank
  • The Latest in Vendor Management
  • FDICIA Best Practices
  • Internal Audit(s)
    • Independent Credit Review
    • Lending with an Emphasis on the Audit of the Mortgage Department
    • Regulatory Compliance
    • Model Validation
    • Information Security (Internal/External Vulnerability, GCR) and Ransomware Attacks
  • Risk Assessment and Annual Audit Schedule – Do they correlate?
  • Overall Update on Fraud in the Banking World
  • Board/Audit Committee Oversight
Tuesday, Oct. 18

Day Two—Lending & Deposit Compliance Issues 

9:00 a.m.- 4:30 p.m.

Noon - 12:30 p.m.


Numerous factors dictate the nature and complexity of a bank’s lending compliance efforts. To ensure a strong lending compliance posture, community banks must stay ahead of the industry’s current issues. Topics to be covered include:

  • Review of the agency’s actions over the last year
  • Common findings and violations during recent audits
  • Update directly from the Gateway
  • PPP Loans in relation to CRA and Fraud
  • Limited English Proficiency
  • Fair Lending – Here and NOW
  • “Odds & Ends” – addressing and highlighting your questions and concerns
Wednesday, Oct. 19

Day Three—BSA/AML Issues 

9:00 a.m.- 4:30 p.m.

Noon - 12:30 p.m.

Product innovations, payments evolution, and institution growth are impacting both deposit compliance practices and BSA/AML efforts. The highly competitive environment is putting pressure on banks and leaving little room for error in both areas. Topics to be covered include:

  • Overview of recent BSA enforcement actions
  • Overview of BSA finding and observations
  • Update on COVID-19 fraud
  • Recent CTR guidance
  • Best practices for CDD and EDD
  • Best practices for suspicious activity monitoring
Thursday, Oct. 20

Day Four—Fraud & Physical Security Issues 

9:00 a.m.- 4:30 p.m.

Noon - 12:30 p.m.


Social engineering techniques, reviewing how criminals obtain information on your customers, physical security, card fraud and more. Topics to be covered include:

  • New and emerging events that will likely affect the security function.
  • Financial crime involves three big words: Profile, Prevention, and Prosecution
  • Elder fraud
  • Dealing with angry accountholders
  • Check fraud
  • Facing the media after crisis
  • What keeps you up at night – daily problems banks face

ICBA Member:
  • $1,345 (4 days)
  • $995 (3 days) 
  • $695 (2 days)   
  • $395 (1 day) 

  • $1,895 (4 days) 
  • $1,295 (3 days) 
  • $895 (2 days)  
  • $495 (1 day)

  • $2,245 (4 days)  
  • $1,495 (3 days) 
  • $995 (2 days) 
  • $595 (1 day)
NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance. For more information, call 800-422-7285.

This event will be offered virtually via livestream. Upon registration the individual who registered will receive an email with technical requirements and instructions to participate.

8 per day.

Thomas Danielson
Thomas Danielson


CliftonLarsonAllen Minneapolis

Avatar Woman
Teri Hodgett

Sunrise Banks

Kristen Ritter
Kristen Ritter

First Vice President Engagement Leader

TIB Consulting Solutions

Avatar Man
Clint Jay

Senior Risk Services Specialist

TIB Consulting Solutions

Barry Thompson
Barry Thompson

Thompson Consulting Group LLC

Managing Partner

Neil Falken
Neil Falken

Principal, CLA

Joshua Juergensen
Josh Juergensen



Who Should Attend: Community bank internal auditors, external auditors, compliance officers, bank security officers, BSA officers, IT officers, risk managers, legal counsel, and operations managers.
Prerequisites: Basic knowledge of auditing, BSA/AML, regulatory compliance, security and fraud.
Advanced Preparation: None
Program Level: Intermediate 
Field of Study: Specialized Knowledge

Delivery Method: Group Internet Based

Printable Registration Form

If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued once the bank has received event materials or after the event start date.

Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.

Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.

This live digital course is for educational purposes only and intended only for participants of the class/event. All rights are reserved by ICBA. No recording or distribution of the content is permitted unless expressly agreed to by ICBA.