Audit Institute - In Person

Auditing

Sep 18 - Sep 23, 2022

Audit Institute - In Person

Join Community Banker University for a week of intense learning designed to meet your bank’s evolving needs, the expectations of the audit committee and the examiners. Our curriculum will expand your knowledge of auditing and banking whether you are a veteran auditor or new to the audit function.

After completing this fast-paced institute, you will be ready for the challenges awaiting you as a Certified Community Bank Internal Auditor. Unique to this Institute is a pre-recorded session, digitally delivered to attendees to begin their learning prior to attending the Institute. We’ll cover all facets of internal audit by using the Internal Audit Lifecycle model. 

If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.

This program is designed to provide tools and step-by-step procedures to establish and maintain an effective internal audit function within a community bank. Areas covered include: auditing basics, internal auditing working papers, auditing liabilities and other activities, auditing assets and bank information systems auditing.

Learning Objectives:
  • Understand the role of internal audit and the key elements of a bank’s audit program.
  • Define internal control and the methods of testing internal controls.
  • Outline what should be included in your internal audit charter.
  • Identify common fraud losses affecting banks and who commits fraud.
  • Determine how your audit function should be structured for appropriate governance over IT.
  • Learn how your organization can appropriately assess risks and understand the requirements when performing risk assessments.
  • Distinguish between the types of data analytics and tools used for effective review.
  • Understand the processes for auditing liabilities and assets.
  • And more! 

All times stated are Central Time.

Sunday, Sept. 18

12:30 p.m.- 1:00 p.m.
Registration
 
1:00 p.m.- 4:30 p.m.
Introduction to Bank Internal Audit
 
3:00 p.m.- 5:00 p.m.
Introduction to Bank Internal Audit
 
5:00 p.m.- 6:30 p.m.
Review
 
 
Monday, Sept. 19

8:00 a.m. - Noon
Introduction to Risk Assessments
 
Noon - 1:00 p.m.
Lunch

1:00 p.m. - 5:30 p.m.
Planning the Audit

5:30 p.m. - 6:00 p.m.
Review

Tuesday, Sept. 20

8:00 a.m. - Noon
Designing and Executing the Audit Program: Bank Information Systems
 
Noon - 1:00 p.m.
Lunch
 
1:00 p.m. - 4:30 p.m.
Designing and Executing the Audit Program: Bank
Information Systems
 
4:30 p.m. - 5:00 p.m.
Review
Wednesday, Sept. 21

8:00 a.m. - 11:00 a.m.
Data Analytics/Auditing Assets

11:00 a.m. - Noon
Auditing Assets

Noon - 1:00 p.m.
Lunch

1:00 p.m. -  4:30 p.m.
Auditing Assets

4:30 p.m. - 5:00 p.m.
Review
Thursday, Sept. 22

8:00 a.m. - Noon
Auditing Liabilities
 
Noon - 1:00 p.m.
Lunch
 
1:00 p.m. - 4:30 p.m.
Auditing Other Areas
 
4:30 p.m. - 5:00 p.m.
Review
Friday, Sept. 23

8:00 a.m. - Noon
Delivering Audit Results & Reporting
Monday, September 26

10:00 a.m. – 12:30 p.m.

Certification Exam – Held via ICBA Online Portal for those enrolled in the CCBIA certification program.

ICBA Member: $2,995 (with testing fee $3,295)
Non-Member: $3,795 (with testing fee $4,195)
Non-Banker: $4,295 (with testing fee $4,795)

Certification Testing Fees:
ICBA Member: $300
Nonmember: $400
Non-Banker: $500

NOTE: Registration fee is valid for one connection, only for the individual registered. Full payment is required prior to attendance.  For more information, call 800-422-7285. 

The Audit Institute will be held at the:

Embassy Suites by Hilton Minneapolis Airport Hotel

7901 34th Ave S.

Bloomington MN 55425

952-854-1000

If making your reservation by phone, mention the ICBA group name and code: ICBA Audit Institute/IAI to secure the ICBA preferred room rate of $164. 

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Certification

Audit Certification (CCBIA)

CBU_0710A19_Certification eBadging Icons_CCBIA

Designation: Certified Community Bank Internal Auditor (CCBIA)

Requirement: Attend Audit Institute; obtain (30) Continuing Professional Education credits every two years thereafter.

This program is designed to provide tools and step-by-step procedures to establish and maintain an effective internal audit function within a community bank. Areas covered include: auditing basics, internal auditing working papers, auditing liabilities and other activities, auditing assets and bank information systems auditing. 

Brent Warner
Brent Warner

Director

CliftonLarsonAllen Indianapolis

David Heneke
David Heneke

Principal

CliftonLarsonAllen St. Cloud

Liz Rider
Liz Rider

Principal

CliftonLarsonAllen Des Moines

Mark Eich
Mark Eich

Principal

CliftonLarsonAllen Minneapolis

Avatar Woman
Mackenzie Rooney

Manager

CliftonLarsonAllen

Who Should Attend: All Audit titles and roles    
Prerequisites: No previous experience or training required
Advanced Preparation: Recommended-Complete complimentary pre-recorded course sent upon registration
Program Level: Intermediate 
Field of Study: Auditing

Delivery Method: Group Live

Printable Registration Form

 

REGISTRATION CANCELLATION
If registration is cancelled more than 30 days prior to the event start date, you will receive a full refund. If cancellation is within 30 days prior to the event start date, 20 percent of the registration fee paid will be deducted for costs. A substitute registration will be accepted. No refunds will be issued once the bank has received event materials or after the event start date.

Attendance at all ICBA programs will be considered on a first come, first served basis. If the program is cancelled, ICBA’s liability is limited to the registration fee. For additional questions contact ICBA at 800-422-7285.

CONSENT TO USE OF PHOTOS & VIDEO CONTENT
Registration, attendance, or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.