Compliance Institute - Virtual 

September 28-30 and October 5-7 (must attend all dates to complete institute)

The ICBA Compliance Institute is built to meet the needs of seasoned professionals seeking the latest regulatory education and industry best practices as well as newer compliance officers seeking to gain a clear understanding of the fundamental concepts of each regulation.

This high quality program provides for a fast paced learning environment that will lead to a detailed study of the relevant areas of regulatory compliance with a focus on the key concepts that spell success in the examination context.

Each regulation is approached in terms of the requirements, best practice internal controls and audit objectives. Learning is reinforced with many sample disclosures, applicability charts and illustrative quizzes and exercises.

The program will address current hot issues and areas of focus in regulatory compliance. Deep dives into the common challenges related to recent regulatory reform will be covered and the latest guidance and interpretations on all recent rule-making efforts will be discussed. 

This solid foundation allows the attendee to return to their bank and support their product and service offerings and remain competitive in their market place.

If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.

Class and Certification Exams

Earn your Certified Community Bank Compliance Officer designation. Earners of this certification have demonstrated an understanding of the key requirements that are necessary to effectively develop, implement, and monitor a bank compliance program based on regulatory guidelines. 


Class Attendance Only

Ideal for those who wish to earn continuing education credits and those interested in further developing their compliance knowledge and expertise.



Monday, September 28

9:00 am – 2:00 pm (Central): Compliance Management System, Lending Compliance 1 (Reg Z closed-end: Finance Charges),

2:30 pm – 3:30 pm (Central) Compliance Management System Exam

Tuesday, September 29

9:00 am – 5:00 pm (Central): Lending Compliance 1 continued (Reg Z closed-end: HOEPA, HPML, TRID, ATR/QM & RESPA)

Wednesday, September 30

8:00 am – 9:00 am (Central): Lending Compliance 1 Exam

9:00 am – 5:00 pm (Central): Lending Compliance 2 (Loan Servicing, Open-end Credit, Flood, Homeowners Protection Act, SAFE Act, Military Lending, Homeownership Counseling Act, & HMDA)

Thursday, October 1

Those individuals not testing for certification do not need to attend class this day.

8:00 am – 9:00 am (Central): Lending Compliance 2 Exam

Monday, October 5

9:00 am – 4:00 pm (Central): Lending Compliance 3 (Fair Credit Reporting Act, Community Reinvestment Act, Fair Lending/Reg B)

Tuesday, October 6

8:00 am – 9:00 am (Central): Lending Compliance 3 Exam

9:00 am – 5:00 pm (Central): Deposit Compliance (Truth in Savings Act, Consumer Privacy, Regulation CC, Regulation E, Regulation D, Consumer Sales of Insurance, NDIP, UDAAP, Regulation GG)

Wednesday, October 7

9:00 am – 12:00 pm (Central): Deposit and Marketing Compliance (Advertising, FDIC, E-Sign Act, Right to Financial Privacy)

2:00 pm – 3:00 pm (Central): Deposit and Marketing Exam

Full Pricing

ICBA Nonmember


  • With Testing Fee: $3,670
  • Certification Testing Fee: $475
  • CPE Credits:43
Register With Exam
Register Class Only

ICBA Member


  • With Testing Fee: $2,770
  • Certification Testing Fee: $375
  • CPE Credits:43
Register With Exam
Register Class Only



  • With Testing Fee: $4,470
  • Certification Testing Fee: $475
  • CPE Credits:43
Register With Exam
Register Class Only

More Information

Program Level:

No previous experience and training necessary.

CPE Credits: 43

Who should attend:
Compliance officers, auditors, BSA/AML officers

Consent to Use of Photos and Video Content
Registration, attendance or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.