Bank Compliance Center

In today’s banking environment as soon as one big new regulation is implemented another pops up. ICBA’s compliance training opportunities and exceptional resources, online and offline, will help your community bank stay informed and one step ahead of the regulators.

Recent Compliance News

FDIC updates consumer compliance exam manual

Sep 29, 2023 | NewsWatch Today
The FDIC issued an updated version of its Consumer Compliance Examination Manual, which exam staff use for supervisory activities.

OCC issues 2024 supervision plan

Sep 29, 2023 | NewsWatch Today
The OCC released its bank supervision operating plan for fiscal 2024, which the agency’s staff uses to guide supervisory priorities, planning, and resource allocations.

Upcoming Compliance Training

Oct 1, 2023 | Seminar - Live

Compliance Institute

Nov 7, 2023 | Seminar - Virtual

BSA/AML Institute

Dec 5, 2023 | Webinar

Regulatory Compliance Updates: Q4

Compliance Question of the Week

Question: Do the Reg B requirements to provide an appraisal apply for withdrawn, denied or incomplete applications?


The requirements to provide an applicant with a copy of all appraisals and other written valuations do apply whether credit is extended or denied or if the application is incomplete or withdrawn.

The Official Staff Interpretation adds: Even if the transaction will not be consummated (for closed-end credit) or the account will not be opened (for open-end credit), the copy must be provided “promptly upon completion” as provided for in 1002.14(a)(1), unless the applicant has waived that deadline as provided under 1002.14(a)(1), in which case as provided for in 1002.14(a)(1) the copy must be provided to the applicant no later than 30 days after the creditor determines the transaction will not be consummated or the account will not be opened.

Reference: 1002.14(a)(4); Official Staff Interpretation 1002.14(a)(4)(v)




Compliance Vault

The ICBA Compliance Vault is now available as a member benefit to all ICBA members.

The Compliance Vault is a reliable search tool that helps you find answers to your regulatory compliance questions, with access to over 2,500 Q&As, select online courses, and documents.

Learn more & open the vault

Compliance Resources

Online Training

Compliance Certificate Program

Online Certificates

The courses in the Community Banker Compliance Certificate Program are designed to give community bankers the knowledge and skills they need to become experts in regulatory compliance. The certificate program consists of four critical learning areas.

$499 / ICBA Members

$1,499 / Non-Members

Learn More


Compliance Working Papers

Compliance Education Graphic

One of the three elements of an effective compliance program is monitoring and corrective action. These compliance working papers are essential for monitoring your financial institution’s compliance with federal consumer compliance laws and regulations.

Initial Price
ICBA Member: $599
Nonmember: $799

Annual Digital Renewal
ICBA Member: $399
Nonmember: $499

Learn More


Compliance Deskbook and Bulletin Service

Compliance Education Graphic

The Compliance Deskbook is a compliance officer’s one-stop-shop for accessing compliance regulations, important dates, agency guidance, questionnaires, updates, and other resources.

Initial Price
ICBA Member: $499
Nonmember: $799

Annual Digital Renewal
ICBA Member: $349
Nonmember: $649

Learn More