WR Seminar: Risk Management
11/05/2014 - 11/06/2014
Newport Beach, CA
Program Time: 8:30 a.m. - 4:30 p.m.
This course will review with some and introduce to others the need for principles-based guidance to help entities operate with more efficiency an enterprise-wide approaches to risk management, outlined by COSO issued Enterprise Risk Management Integrated Framework.
Risk Strategy and Management teams are continually evaluating financial risk strategies and operational risk management capabilities to update and simplify their compliance programs and strengthen the quality of information for decision-making. Operational risks must also be managed in an efficient and increasingly integrated manner to adhere to growing regulatory demands.
This course will identify the various roles and responsibilities which encompass a Risk Management structure including:
*Note: Each participant needs to bring a laptop or tablet with internet access to class as a tool for hands on participation.
Instructor: Greg Jordan Sr.
Who should attend: Primary: Compliance Managers, Risk and Compliance Officers, Staff Auditors, Personnel that deal with, Policy and Procedures, Training/ Development, Loan Officers, Underwriters, Processors, Credit Analysts, In-Line Quality Assurance (ILQA) Teams, Vendor Management and Managers. Secondary: Underwriters, Processors, Credit Analysts, Loan Officers, and Managers.
15 CPE Credits
Program Level: Basic-Intermediate