WR Seminar: Identifying Your Bank's BSA Risk
06/19/2014 - 06/19/2014
Newport Beach, CA
Program Time: 8:30 a.m. - 4:30 p.m.
This interactive workshop will focus on regulatory expectations and current challenges of an effective BSA/AML Compliance Program. We will review the various types of money laundering and how to identify high risk transactions along with reporting requirements. We will also discuss current issues facing financial institutions including virtual currency, e-Banking, legality in banking marijuana dispensaries, and managing third party risks. The various expectations of a model validation will also be covered.
About the Instructor:
Hoi was a Regional Director at the world's largest global provider dedicated to banking and payments technologies; and was a Director at a leading national business consulting, accounting, and tax firm, where he was responsible for risk management consulting services. He has been a Compliance Analyst and an Assistant Compliance Officer for Southern California banks.
Hoi joined Moss Adams LLP in June 2013 and devotes all of his time to consulting with financial institutions regarding operational and regulatory compliance matters, performing and managing operational audits and regulatory compliance reviews, and conducting risk assessments and anti-money laundering audits.
Who should attend:
Prerequisites: No previous experience and training is necessary.
7.5 CPE Credits
Program Level: Basic-Intermediate