Audio Conf: Compliance Hot Issues
07/18/2012 - 07/18/2012
Time: 11:00 am Eastern | 10:00 am Central | 9:00 am Mountain | 8:00 am Pacific
Length: 60 Minutes
The examination process for compliance issues has moved from a supervisory approach to one of enforcement.
As a result, examination "gotchas" can result in civil money penalties, restitution and referrals to the Department of Justice.
In this 60 minute audio conference we will walk through certain of the recent gotchas from examinations, as well as what the regulators are doing from the perspective of the most significant compliance issues, including fair lending, UDAAP and third-party relationships. Unlike presentations by regulators, the speakers will seek to provide what the regulators are doing.
Peter G. Weinstock, Partner, Hunton & Williams
John J. Delionado, Partner, Hunton & Williams
1 CPE Credit
Program Level: Basic-Intermediate