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Seminar: Compliance Institute

02/26/2012 - 03/02/2012

Dallas, TX

Developing a Compliance Program
The Compliance Institute is a comprehensive program that covers all areas of community bank compliance, including developing a compliance program for lending, deposits and operations.

  • Principles of all successful compliance programs large and small
  • Identifying key areas of risk and establishing an audit and training program accordingly
  • Building your resource library through the Internet and other resources
  • Regulation applicability charts and matrices.

Lending Compliance
Strike a balance between managing compliance risk and building a competitive lending program.

  • Truth in Lending—Regulation Z (including extensive revisions and mortgage compensation rules)
  • Real Estate Settlement Procedures Act—Regulation Z (with special focus on reform requirements)
  • Flood Insurance regulations
  • Fair Lending requirements such as Regulation B and Fair Housing
  • Home Mortgage Disclosure Act reporting
  • Military Lending requirements
  • Fair Credit Reporting Act duties for lenders
  • Community Reinvestment Act
  • Discuss current trouble spots.

Deposit and Operations Compliance
Unlock the secrets to core deposit regulations and revisit the requirements of the Privacy regulation.

  • Truth-in-Savings Act—Regulation DD
  • Expedited Funds Availability Act—Regulation CC
  • Electronic Funds Transfer Act—Regulation E (including overdraft program guidance)
  • Financial Privacy Regulations
  • Office of Foreign Assets Control requirements
  • Red Flag Program requirements
  • Comprehensive advertising and marketing compliance discussion
  • Right to financial privacy
  • Bank Bribery Act and Bank Protection Act

Start Time: 4:00 pm Day One
End Time: 1:00 pm Day Six

Instructors: David Bequeaith and Lindsay LaNore

Who Should Attend: Compliance personnel-regardless of previous experience and training, including house counsel and auditors

ICBA Member: $2,195
Nonmember: $2,895
Nonbanker: $3,695

Certification Testing Fee
ICBA Member: $100
Nonmember: $200

Certification Designation:
Certified Community Bank Compliance Officer (CCBCO)

42 CPE Credits
Program Level: Basic-Intermediate

Hotel Information:
To make your hotel reservations, contact Embassy Suites Dallas DFW International Airport North at Outdoor World (TX) at (972) 724-2600

For more information, call 800-422-7285.




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