WR Seminar: 2014 FDIC Community Bankers Workshop

09/09/2014 - 09/09/2014

Dana Point, CA


The Ritz Carlton, Laguna Niguel
One Ritz Carlton Drive
Dana Point, CA 92629

Program Time: 8:30 a.m. - 4:30 p.m.


The FDIC San Francisco Region is pleased to announce the continuation of Community Bankers Workshops. The Region's Divisions of Depositor and Consumer Protection (DCP) and Risk Management (RMS) are joining forces this year to provide a one-day workshop entitled Corporate Vigilance - Balancing Priorities.

The Workshop is interactive and intended to further the FDIC's dialogue with the industry. The Workshop will include discussion and tabletop exercises for various topics, including Corporate Governance, Consumer Protection/Compliance Management, Information Technology, and Bank Secrecy Act/Anti-Money Laundering.


8:00-8:30 am Registration
8:30-8:45 am Introduction
8:45-10:00 am

Corporate Governance

  • How directors can build a strong framework of corporate governance
  • Lessons learned from the most recent financial crisis
  • Balancing stakeholder interests
  • Strategic planning
  • Corporate governance regulations
  • Hands on table top exercise
10:00-10:15 am Break
10:15-11:30 am Corporate Governance (Continued)
11:30-1:00 pm Lunch and Economic Presentation
1:00-2:00 pm

Breakout Sessions (choose one for the remainder of the day)

Consumer Protection/Compliance Management Systems - Presentation from the Division of Depositor and Consumer Protection

  • How examiners assess a bank's risk profile
  • Developing a risk assessment for your institution
  • Risk factors identified during recent examinations
  • CMS considerations
  • How examiners determine the scope of an examination using a bank's risk profile
  • Hands on table top exercises

Information Technology - Presentation from the Risk Management Supervision Division

  • Emerging threats overview
  • Common IT examination issues
  • GLBA Information Security Program, including risk assessment and patch management
  • Cloud computing
  • Mobile banking
  • Hands on table top exercise

Bank Secrecy Act/Anti-Money Laundering - Presentation from the Risk Management Supervision Division

  • The risk-based approach to AML, including risk assessments
  • Common examination findings resulting in enforcement actions
  • Customer due diligence and enhanced due diligence
  • Emerging issues
  • Hands on table top exercise
2:00-2:15 pm Break
2:15-3:30 pm Breakout Sessions (Continued)
3:30 pm Adjournment

Who Should Attend

Directors, senior officers, compliance officers, risk officers, auditors, chief technology officers, and other employees involved in compliance, Bank Secrecy Act, or Information Technology at community banks

Member Banks $395 early bird/$495 regular
Nonmember Banks $495/$595
De Novo $395/$395
Associate Members $445/$545

Prerequisites: No previous experience and training is necessary.

7.5 CPE Credits

Program Level: Basic-Intermediate