Seminar: BSA/AML Institute

11/04/2013 - 11/06/2013

Dallas, TX

This event is sold out. View more information on the 2014 event dates.

BSA/AML InstittuteThe formal requirements for financial institution compliance under the Bank Secrecy Act (BSA) continue to be significant. With the regulatory agencies committing to tougher and more inclusive BSA/AML examinations, it is just as important as ever to make certain your BSA/AML program is appropriate for your institution's risk exposure. Attendees will cover all of the primary requirements of each segment of the regulation and receive guidance on best practice expectations in each area. When completed, each attendee will have the in-depth knowledge, resources and peer networks to effectively manage their BSA/AML function or audit this function properly.

  • Bank Secrecy Act and Anti-Money Laundering program requirements
  • Traditional financial recordkeeping elements of currency transactions, monetary instrument sales and funds transfers
  • A comprehensive look at the new CTR and SAR forms
  • Customer Identification Program (CIP) requirements, customer due diligence best practices and record retention
  • High-risk customer factor identification and usage-including a discussion on beneficial ownership expectations
  • Risk assessment best practices at the bank entity, CIP, AML and OFAC levels.

Start Time: 8:30 am Day One

End Time: Noon Day Three

Instructors: David Bequeaith and Lindsay LaNore

Who should attend: BSA and AML officers, compliance officers, auditors, directors and training managers

ICBA Member: $1,195
Nonmember: $1,595
Nonbanker: $1,995

CERTIFICATION TESTING FEE
ICBA Member: $50
Nonmember: $100

20 CPE Credits
Program Level:
Basic-Intermediate

Certification Designation: Certified BSA/AML Professional (CBAP)

Hotel Information:
To make your hotel reservations, contact Embassy Suites Outdoor World at (972) 724-2600
Rate: $169.00
Reservation Deadline: 10/13/2013

For more information, call 800-422-7285.