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 Home > Convention
Seminar: Compliance Institute
06/03/2012
- 06/08/2012
Kansas City, MO
Developing a Compliance Program
The Compliance Institute is a comprehensive program that covers all areas of community bank compliance, including developing a compliance program for lending, deposits and operations. - Principles of all successful compliance programs large and small
- Identifying key areas of risk and establishing an audit and training program accordingly
- Building your resource library through the Internet and other resources
- Regulation applicability charts and matrices.
Lending Compliance
Strike a balance between managing compliance risk and building a competitive lending program. - Truth in Lending—Regulation Z (including extensive revisions and mortgage compensation rules)
- Real Estate Settlement Procedures Act—Regulation Z (with special focus on reform requirements)
- Flood Insurance regulations
- Fair Lending requirements such as Regulation B and Fair Housing
- Home Mortgage Disclosure Act reporting
- Military Lending requirements
- Fair Credit Reporting Act duties for lenders
- Community Reinvestment Act
- Discuss current trouble spots.
Deposit and Operations Compliance
Unlock the secrets to core deposit regulations and revisit the requirements of the Privacy regulation.
- Truth-in-Savings Act—Regulation DD
- Expedited Funds Availability Act—Regulation CC
- Electronic Funds Transfer Act—Regulation E (including overdraft program guidance)
- Financial Privacy Regulations
- Office of Foreign Assets Control requirements
- Red Flag Program requirements
- Comprehensive advertising and marketing compliance discussion
- Right to financial privacy
- Bank Bribery Act and Bank Protection Act
Start Time: 4:00 pm Day One
End Time: 1:00 pm Day Six
Instructors: David Bequeaith and Lindsay LaNore
Who Should Attend: Community bank compliance personnel-regardless of previous experience and training, including house counsel and auditors
ICBA Member: $2,195
Nonmember: $2,895
Nonbanker: $3,695
Certification Testing Fee
ICBA Member: $100
Nonmember: $200 Certification Designation:
Certified Community Bank Compliance Officer (CCBCO) 42 CPE Credits
Program Level: Basic-Intermediate
Hotel Information:
To make your hotel reservations, contact Embassy Suites (KCI Airport) at (816) 891-7788
Rate: $137.00
Reservation Deadline: 5/16/2012
For more information, call 800-422-7285.
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