ICBA - Education - Auditing Institute (Week 2)

Auditing Institute (Week 2)

May 2-6, 2016; Kansas City, MO
September 19-23, 2016; Minneapolis, MN

Auditing III—Auditing Assets

Building on the auditing concepts covered in Auditing I and Auditing II, auditors will learn major control objectives and procedures for auditing assets, including loan activities due from bank accounts and investments.

  • Approaching the audit of loans (including loan loss reserves and loan participations)
  • Understanding the lending function and internal controls related to lending
  • Conducting an audit of other real estate owned
  • Reviewing the audit of cash due from bank accounts
  • Understanding the bank’s investment portfolio
  • Auditing a bank’s investment portfolio

Auditing IV—An Internal Auditor’s Guide to the Business of Banking, Regulatory Matters, Fraud and Related Topics

Focuses on a number of advanced skills and is designed to round out your auditing tool kit.

  • Understanding the business of banking
  • Learning how asset/liability management works and how it affects the audit process
  • Learning about bank liquidity
  • Designing and performing operational audits (auditing for efficiencies)
  • Preventing and detecting fraud
  • Understanding the regulatory process and how to effectively deal with examiners and the regulatory agencies

Bank Information Systems (BIS) Auditing

Take control and audit electronic data processing and information systems. This session will provide tools and step-by-step procedures needed to perform a thorough internal audit of information processing systems.

  • Structure and hardware of the BIS center
  • Functions of the operating system and application software
  • Disaster recovery planning and testing
  • Risk analysis system
  • Specific questions to include in a BIS internal control questionnaire

Start Time: 8:00 am Day One
End Time: 1:00 pm Day Five

Instructors: Tom Danielson, Neil Falken, and Mark A. Eich

Who should attend: Auditing personnel—regardless of previous experience and training

43 CPE Credits Per Week

Program Level: Intermediate

ICBA Member: $2,295 per week (with testing fee: $2,445); $3,595 per 2 weeks (with testing fee: $3,895)
Nonmember: $3,495 per week (with testing fee: $3,745); $5,195 per 2 weeks (with testing fee: $5,695)
Nonbanker: $3,895 per week (with testing fee: $4,145); $5,995 per 2 weeks (with testing fee: $6,495)

ICBA Member: $150 per week
Nonmember: $250 per week

Certification Designation: Certified Community Bank Internal Auditor (CCBIA)

Hotel Information (Kansas City, MO):
To make your hotel reservations, contact Embassy Suites (KCI Airport) at (816) 891-7788
Rate: $142.00
Reservation Deadline: 4/8/2016

Hotel Information (Minneapolis, MN):
To make your hotel reservations, contact Embassy Suites Hotel Bloomington, Bloomington, MN at (952) 884-4811
Rate: $163.00
Reservation Deadline: 8/28/2016

View Information on Auditing Institute (Week 1)

Print Registration Form 

For more information, call 800-422-7285.

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