Compliance & Risk Management Workshops

The following is a preliminary list with brief descriptions of educational workshops. (subject to change)

Fair Lending Compliance*
For bankers and compliance professionals, fair lending exams have been like no other in recent history. Changing regulator expectations and navigating through ever-changing methodologies and statistical analysis are a compliance and resource challenge. Gain insight into what regulators expect, how to develop internal procedures to detect and eliminate fair lending violations and how to identify risks in your policies and practices.
Speaker: Paul Hancock, Partner, K&L Gates

The New Rules of the Road for Mortgage Lending*
Hear an in-depth review of the new lending rules and regulations including QM, RESPA/TILA, mortgage servicing, appraisals, escrows and mortgage origination. Divided into two sessions to provide the detail you need to successfully implement these new rules, both sessions will cover the actual rule changes to current practices and effective dates. Part 1: What are “Qualified Mortgages” and how will I have to service them? Part 2: “Getting Into The Weeds”; learn the new operational aspects of mortgage lending.
Speaker: John Redding, Partner, Buckley Sandler, LLP

Compliance Hot Stuff* (1 hour 15 minutes)
How will the changing consumer regulatory world affect you? Hear federal regulators discuss consumer regulatory changes and compliance issues that will affect community banks in the coming year. Moderated by ICBA staff, the panel will answer audience questions. This is an excellent opportunity to learn about new developments regarding Regulation Z mortgage provisions, RESPA, credit card regulations, overdraft protection, fair lending and unfair or deceptive acts or practices laws.
Speakers: Carol Evans, Assistand Director, Division of Consumer and Community Affairs, Federal Reserve Board; Sylvia Plunkett, Dr. Deputy Director, Compliance and CRA Examinations and Enforcement, FDIC

Taming the Compliance Beast: Navigating Regulatory Change*
With limited exemptions from the CFPB, community banks are forced to compete for clients and generate income against the backdrop of sweeping regulatory change. How your bank responds to this monster regulatory transformation can distinguish your institution from its peers and quite literally position your bank for future success – even with the disproportionate examination intensity. Learn about the opportunities and challenges for your bank when adhering to these new rules.
Speakers: David Bequeaith, Principal, Bequeaith Banking Solutions, LLC; Lindsay LaNore, Director of Compliance and Training Services, Bequeaith Banking Solutions, LLC

Minimizing the Impact of UDAAP’s Dramatic Rise*
Hear an overview of some of the significant actions taken by federal regulatory agencies during the past several months, and learn how the emerging trends resulting from the federal investigations will impact community banks. Gain an understanding on how the citations, fines and penalties adjudicated in those cases can help you protect your bank from similar actions. Find out how to build features into compliance management programs to protect your bank from UDAAP violations and burdensome corrective actions.
Speaker: Mary Thorson, VP, ICBA Compliance & Risk Management powered by Chartwell Compliance

* These workshops/sessions qualify for one continuing professional education credit. To qualify, you must attend the entire session. Name badges will be scanned at the end of the session.

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