Recorded:November 29, 2012
Length: 60 minutes
In the current regulatory environment, it is essential for financial institutions to proactively implement and administer effective compliance programs—but many financial institutions are still struggling to interpret and keep track of all the regulatory changes. Does your institution have a handle on which rules have been implemented by the Consumer Financial Protection Bureau (CFPB) and which rules are still pending? Do you feel confident in your risk assessments and compliance program? Do you feel prepared for your next regulatory compliance exam? Join BKD thought leaders as they identify current hot topics, risks and issues facing community banks and address recent and upcoming regulatory changes that could affect your compliance program.
Learning Objectives
Upon completion of this webinar, participants will be able to:
- Recognize the importance of conducting a comprehensive risk assessment that includes all areas of regulatory compliance
- Understand the significance of a strong compliance management program
- Identify upcoming regulatory changes stemming from the Dodd-Frank Act and CFPB oversight
Presenters:
Agata E. Maurer
Managing Consultant
Agata is a member of BKD National Financial Services Group with more than 13 years of experience in the banking industry and 10 years of experience in bank regulatory compliance, with a primary focus on deposit, lending and Bank Secrecy Act regulations.
Mark A. Burnside
Managing Consultant
Mark is a member of BKD National Financial Services Group with more than 19 years of experience helping banks comply with lending, deposit, Bank Secrecy Act, non-deposit investment products, Home Mortgage Disclosure Act and fair lending regulations.
1 CPE Credit
Program Level: Basic-Intermediate |